CAROL DAUPLAISE, LTD.

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2000-05-01
Business code	315990
Sponsor’s telephone number	2129975290
Plan sponsor’s address	134 W 37TH ST, NEW YORK, NY, 10018

Signature of

Role	Plan administrator
Date	2018-07-23
Name of individual signing	YANG YANG
Role	Employer/plan sponsor
Date	2018-07-23
Name of individual signing	YANG YANG

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2000-05-01
Business code	315990
Sponsor’s telephone number	2129975290
Plan sponsor’s address	134 W 37TH ST, NEW YORK, NY, 10018

Signature of

Role	Plan administrator
Date	2017-09-14
Name of individual signing	YANG YANG
Role	Employer/plan sponsor
Date	2017-09-14
Name of individual signing	YANG YANG

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2000-05-01
Business code	423990
Sponsor’s telephone number	2129975290
Plan sponsor’s address	134 W 37TH ST, NEW YORK, NY, 10018

Signature of

Role	Plan administrator
Date	2016-06-21
Name of individual signing	YANG YANG
Role	Employer/plan sponsor
Date	2016-06-21
Name of individual signing	YANG YANG

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2000-05-01
Business code	423990
Sponsor’s telephone number	2129975290
Plan sponsor’s address	134 W 37TH ST, 3RD FL., NEW YORK, NY, 10018

Signature of

Role	Plan administrator
Date	2015-06-08
Name of individual signing	YANG YANG
Role	Employer/plan sponsor
Date	2015-06-08
Name of individual signing	DAUPLAISE, CAROL

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2000-05-01
Business code	423990
Sponsor’s telephone number	2129970052
Plan sponsor’s address	134 W 37TH ST, NEW YORK, NY, 10018

Signature of

Role	Plan administrator
Date	2014-06-26
Name of individual signing	YANG YANG
Role	Employer/plan sponsor
Date	2014-06-26
Name of individual signing	YANG YANG

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2000-05-01
Business code	423990
Sponsor’s telephone number	2129975290
Plan sponsor’s address	134 W 37TH ST, NEW YORK, NY, 10018

Signature of

Role	Plan administrator
Date	2013-06-13
Name of individual signing	ANITA COOPERMAN-SALONGER

Three-digit plan number (PN)	001
Effective date of plan	2000-05-01
Business code	423990
Sponsor’s telephone number	2129975290
Plan sponsor’s address	134 W 37TH ST, NEW YORK, NY, 10018

Signature of

Role	Plan administrator
Date	2013-04-29
Name of individual signing	ANITA COOPERMAN-SALONGER

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2000-05-01
Business code	423990
Sponsor’s telephone number	2129975290
Plan sponsor’s address	134 W 37TH ST, 3RD FLOOR, NEW YORK, NY, 10018

Plan administrator’s name and address

Administrator’s EIN	132946210
Plan administrator’s name	CAROL DAUPLAISE, LTD
Plan administrator’s address	134 W 37TH ST, 3RD FLOOR, NEW YORK, NY, 10018
Administrator’s telephone number	2129975290

Signature of

Role	Plan administrator
Date	2012-05-11
Name of individual signing	ANITA COOPERMAN-SALONGER

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2000-05-01
Business code	423990
Sponsor’s telephone number	2129975290
Plan sponsor’s address	134 W 37TH ST, 3RD FLOOR, NEW YORK, NY, 10018

Plan administrator’s name and address

Administrator’s EIN	132946210
Plan administrator’s name	CAROL DAUPLAISE, LTD
Plan administrator’s address	134 W 37TH ST, 3RD FLOOR, NEW YORK, NY, 10018
Administrator’s telephone number	2129975290

Signature of

Role	Plan administrator
Date	2011-04-20
Name of individual signing	ANITA SALONGER

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2000-05-01
Business code	423990
Sponsor’s telephone number	2129975290
Plan sponsor’s address	134 W 37TH ST, NEW YORK, NY, 10018

Plan administrator’s name and address

Administrator’s EIN	132946210
Plan administrator’s name	CAROL DAUPLAISE, LTD
Plan administrator’s address	134 W 37TH ST, NEW YORK, NY, 10018
Administrator’s telephone number	2129975290

Signature of

Role	Plan administrator
Date	2010-07-15
Name of individual signing	ANITA COOPERMAN-SALONGER

Register	Principal
Mark Type	Trademark
Status	Abandoned because the applicant failed to respond or filed a late response to an Office action. To view all documents in this file, click on the Trademark Document Retrieval link at the top of this page.
Status Date	1984-04-16

Mark Information

Mark Literal Elements	LOTUS PEARL
Standard Character Claim	Yes. The mark consists of standard characters without claim to any particular font style, size, or color.
Mark Drawing Type	1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)

Goods and Services

For	JEWELRY
International Class(es)	014 - Primary Class
U.S Class(es)	028
Class Status	ABANDONED
Basis	1(a)
First Use	Feb. 18, 1981
Use in Commerce	Feb. 18, 1981

Basis Information (Case Level)

Filed Use	Yes
Currently Use	Yes
Filed ITU	No
Currently ITU	No
Filed 44D	No
Currently 44D	No
Filed 44E	No
Currently 44E	No
Filed 66A	No
Currently 66A	No
Filed No Basis	No
Currently No Basis	No

Current Owner(s) Information

Owner Name	CAROL DAUPLAISE LTD.
Owner Address	29 W. 36TH ST. NEW YORK, NEW YORK UNITED STATES 10018
Legal Entity Type	CORPORATION
State or Country Where Organized	NEW YORK

Attorney/Correspondence Information

Correspondent Name/Address	NEW YORK, TEMKO & TEMKO, 19 W 44TH ST, NEW YORK UNITED STATES 10036

Prosecution History

Date	Description
1984-04-16	ABANDONMENT - FAILURE TO RESPOND OR LATE RESPONSE
1983-04-19	INQUIRY AS TO SUSPENSION MAILED
1981-12-23	NON-FINAL ACTION MAILED
1981-11-17	ASSIGNED TO EXAMINER
1981-06-03	ASSIGNED TO EXAMINER

TM Staff and Location Information

Law Office Assigned	data usage
Current Location	FILE REPOSITORY (FRANCONIA)
Date in Location	1984-07-18

Inspection Type	FollowUp
Scope	Partial
Safety/Health	Health
Close Conference	2018-05-22
Case Closed	2018-06-05

Related Activity

Type	Inspection
Activity Nr	1126866
Health	Yes

Inspection Type	Complaint
Scope	Partial
Safety/Health	Health
Close Conference	2016-02-23
Case Closed	2016-11-15

Related Activity

Type	Complaint
Activity Nr	1065264
Safety	Yes
Health	Yes

Violation Items

Citation ID	01001
Citaton Type	Serious
Standard Cited	19100212 B
Issuance Date	2016-07-29
Abatement Due Date	2016-08-24
Current Penalty	1700.0
Initial Penalty	2800.0
Final Order	2016-08-25
Nr Instances	1
Nr Exposed	5
Gravity	5
FTA Current Penalty	0.0
Citation text line	29 CFR 1910.212(b): Machine(s) designed for fixed location(s) were not securely anchored to prevent walking or moving: a) On or about 2/23/16 at Carol Dauplaise Ltd located at 29 West 36th Street on the 12th floor, design assistants and sample makers use a Sears Craftsman 8-inch drill press to create holes in pieces of jewelry samples. The employer failed to secure the drill press to the work surface to prevent movement during operation and therefore exposed employees to struck by hazards. NOTE: IN ADDITION TO ABATEMENT CERTIFICATION, THE EMPLOYER IS REQUIRED TO SUBMIT ABATEMENT DOCUMENTATION FOR THIS ITEM, FAILURE TO COMPLY WILL RESULT IN AN ADDITIONAL PENALTY OF $1,000 AS PER 29 CFR 1903.19.
Citation ID	01002A
Citaton Type	Other
Standard Cited	19101200 E01
Issuance Date	2016-07-29
Abatement Due Date	2016-08-24
Current Penalty	0.0
Initial Penalty	0.0
Final Order	2016-08-25
Nr Instances	1
Nr Exposed	5
FTA Current Penalty	0.0
Citation text line	29 CFR 1910.1200(e)(1): The employer did not develop, implement, and/or maintain at the workplace a written hazard communication program which describes how the criteria specified in 29 CFR 1910.1200(f), (g), and (h) will be met: a) On or about 2/23/16 at Carol Dauplaise Ltd located at 29 West 36th Street on the 12th floor, design assistants and sample makers were exposed to hazardous chemicals including but not limited to hydrochloric acid, lead, and cadmium without a written hazardous communication plan. The employer failed to develop and execute a written hazard communication plan. NOTE: IN ADDITION TO ABATEMENT CERTIFICATION, THE EMPLOYER IS REQUIRED TO SUBMIT ABATEMENT DOCUMENTATION FOR THIS ITEM, FAILURE TO COMPLY WILL RESULT IN AN ADDITIONAL PENALTY OF $1,000 AS PER 29 CFR 1903.19.
Citation ID	01002B
Citaton Type	Other
Standard Cited	19101200 G08
Issuance Date	2016-07-29
Abatement Due Date	2016-08-24
Current Penalty	0.0
Initial Penalty	0.0
Final Order	2016-08-25
Nr Instances	1
Nr Exposed	5
FTA Current Penalty	0.0
Citation text line	29 CFR 1910.1200(g)(8): The employer did not maintain copies of the required material safety data sheets for each hazardous chemical in the workplace: a) On or about 2/23/16 at Carol Dauplaise Ltd located at 29 West 36th Street on the 12th floor, design assistants and sample makers were exposed to hazardous chemicals including but not limited to Hydrochloric Acid, lead, and cadmium without access to material safety data sheets for these chemicals. The employer failed to maintain material safety data sheets pertaining to the aforementioned chemicals. NOTE: IN ADDITION TO ABATEMENT CERTIFICATION, THE EMPLOYER IS REQUIRED TO SUBMIT ABATEMENT DOCUMENTATION FOR THIS ITEM, FAILURE TO COMPLY WILL RESULT IN AN ADDITIONAL PENALTY OF $1,000 AS PER 29 CFR 1903.19.
Citation ID	01002C
Citaton Type	Other
Standard Cited	19101200 H01
Issuance Date	2016-07-29
Abatement Due Date	2016-08-10
Current Penalty	0.0
Initial Penalty	0.0
Final Order	2016-08-25
Nr Instances	1
Nr Exposed	5
Related Event Code (REC)	Complaint
FTA Current Penalty	0.0
Citation text line	29 CFR 1910.1200(h)(1): Employees were not provided effective information and training on hazardous chemicals in their work area at the time of their initial assignment and whenever a new hazard that the employees had not been previously trained about was introduced into their work area: a) On or about 2/23/16 at Carol Dauplaise Ltd located at 29 West 36th Street on the 12th floor, design assistants and sample makers were exposed to hazardous chemicals including but not limited to Hydrochloric Acid, lead, and cadmium without training on how to handle these chemicals safely. The employer failed to give employees training on the aforementioned chemicals. NOTE: IN ADDITION TO ABATEMENT CERTIFICATION, THE EMPLOYER IS REQUIRED TO SUBMIT ABATEMENT DOCUMENTATION FOR THIS ITEM, FAILURE TO COMPLY WILL RESULT IN AN ADDITIONAL PENALTY OF $1,000 AS PER 29 CFR 1903.19.
Citation ID	01003A
Citaton Type	Serious
Standard Cited	19100141 G02
Issuance Date	2016-07-29
Abatement Due Date	2016-08-04
Current Penalty	1700.0
Initial Penalty	2800.0
Final Order	2016-08-25
Nr Instances	1
Nr Exposed	5
Gravity	5
FTA Current Penalty	0.0
Citation text line	29 CFR 1910.141(g)(2): Employees were permitted to consume food or beverage in area(s) exposed to toxic materials: a) On or about 2/23/16 at Carol Dauplaise Ltd located at 29 West 36th Street on the 12th floor, design assistants and sample makers soldering and applying flux were exposed to ingestion of hazardous chemicals including but not limited to hydrochloric acid, lead, and cadmium. The employer failed to prevent the consumption of food and beverages at workstations where hazardous chemicals were used. NOTE: IN ADDITION TO ABATEMENT CERTIFICATION, THE EMPLOYER IS REQUIRED TO SUBMIT ABATEMENT DOCUMENTATION FOR THIS ITEM, FAILURE TO COMPLY WILL RESULT IN AN ADDITIONAL PENALTY OF $1,000 AS PER 29 CFR 1903.19.
Citation ID	01003B
Citaton Type	Serious
Standard Cited	19101025 H01
Issuance Date	2016-07-29
Abatement Due Date	2016-08-10
Current Penalty	0.0
Initial Penalty	0.0
Final Order	2016-08-25
Nr Instances	1
Nr Exposed	1
Related Event Code (REC)	Complaint
Gravity	5
FTA Current Penalty	0.0
Citation text line	29 CFR 1910.1025(h)(1): All surfaces were not maintained as free as practicable of accumulations of lead: a) On or about 2/23/16 at Carol Dauplaise Ltd located at 29 West 36th Street on the 12th floor, design assistants and sample makers performing soldering operations using soldering material containing metals including but not limited to lead were exposed to accumulations of the aforementioned hazardous metal. A wipe sample collected on an employee's desk showed 2.88 µg lead accumulation. The employer failed to keep employee work surfaces as free as practicable of accumulations of lead. NOTE: IN ADDITION TO ABATEMENT CERTIFICATION, THE EMPLOYER IS REQUIRED TO SUBMIT ABATEMENT DOCUMENTATION FOR THIS ITEM, FAILURE TO COMPLY WILL RESULT IN AN ADDITIONAL PENALTY OF $1,000 AS PER 29 CFR 1903.19.
Citation ID	01003C
Citaton Type	Serious
Standard Cited	19101027 K01
Issuance Date	2016-07-29
Abatement Due Date	2016-08-10
Current Penalty	0.0
Initial Penalty	0.0
Final Order	2016-08-25
Nr Instances	1
Nr Exposed	1
Gravity	5
FTA Current Penalty	0.0
Citation text line	29 CFR 1910.1027(k)(1): Surfaces were not maintained as free as practicable of accumulations of cadmium: a) On or about 2/23/16 at Carol Dauplaise Ltd located at 29 West 36th Street on the 12th floor, design assistants and sample makers performing soldering operations using soldering material containing metals including but not limited to cadmium were exposed to accumulations of the aforementioned hazardous metal. A ghost wipe sample collected on an employee's desk showed 27.8 µg cadmium accumulation. The employer failed to keep employee work surfaces as free as practicable of accumulations of cadmium. NOTE: IN ADDITION TO ABATEMENT CERTIFICATION, THE EMPLOYER IS REQUIRED TO SUBMIT ABATEMENT DOCUMENTATION FOR THIS ITEM, FAILURE TO COMPLY WILL RESULT IN AN ADDITIONAL PENALTY OF $1,000 AS PER 29 CFR 1903.19.
Citation ID	01004
Citaton Type	Serious
Standard Cited	19100303 B02
Issuance Date	2016-07-29
Abatement Due Date	2016-08-24
Current Penalty	1700.0
Initial Penalty	2800.0
Final Order	2016-08-25
Nr Instances	1
Nr Exposed	5
Gravity	5
FTA Current Penalty	0.0
Citation text line	29 CFR 1910.303(b)(2): Listed or labeled electrical equipment was not used or installed in accordance with instructions included in the listing or labeling: a) On or about 2/23/16 at Carol Dauplaise Ltd located at 29 West 36th Street on the 12th floor, design assistants and sample makers were exposed to electrical hazards from an un-mounted electrical box which was not used according to the listing and labeling instructions. The employer failed to correctly follow the listing and labeling instructions for an electrical box within the design area. NOTE: IN ADDITION TO ABATEMENT CERTIFICATION, THE EMPLOYER IS REQUIRED TO SUBMIT ABATEMENT DOCUMENTATION FOR THIS ITEM, FAILURE TO COMPLY WILL RESULT IN AN ADDITIONAL PENALTY OF $1,000 AS PER 29 CFR 1903.19.

Loan Status Date	2022-03-18
Loan Status	Paid in Full
Loan Maturity in Months	60
SBA Guaranty Percentage	100
Loan Approval Amount (at origination)	446017
Loan Approval Amount (current)	446017
Undisbursed Amount	0
Franchise Name	-
Lender Location ID	48270
Servicing Lender Name	JPMorgan Chase Bank, National Association
Servicing Lender Address	1111 Polaris Pkwy, COLUMBUS, OH, 43240-2031
Rural or Urban Indicator	U
Hubzone	N
LMI	N
Business Age Description	Existing or more than 2 years old
Project Address	New York, NEW YORK, NY, 10018-7907
Project Congressional District	NY-12
Number of Employees	36
NAICS code	315990
Borrower Race	Unanswered
Borrower Ethnicity	Unknown/NotStated
Business Type	Subchapter S Corporation
Originating Lender ID	48270
Originating Lender Name	JPMorgan Chase Bank, National Association
Originating Lender Address	COLUMBUS, OH
Gender	Unanswered
Veteran	Unanswered
Forgiveness Amount	449853.74
Forgiveness Paid Date	2022-01-28

Loan Status Date	2021-06-22
Loan Status	Paid in Full
Loan Maturity in Months	24
SBA Guaranty Percentage	100
Loan Approval Amount (at origination)	446018
Loan Approval Amount (current)	446017.5
Undisbursed Amount	0
Franchise Name	-
Lender Location ID	48270
Servicing Lender Name	JPMorgan Chase Bank, National Association
Servicing Lender Address	1111 Polaris Pkwy, COLUMBUS, OH, 43240-2031
Rural or Urban Indicator	U
Hubzone	N
LMI	N
Business Age Description	Existing or more than 2 years old
Project Address	NEW YORK, NEW YORK, NY, 10018-0001
Project Congressional District	NY-12
Number of Employees	36
NAICS code	423940
Borrower Race	Unanswered
Borrower Ethnicity	Unknown/NotStated
Business Type	Subchapter S Corporation
Originating Lender ID	194093
Originating Lender Name	JPMorgan Chase Bank, National Association
Originating Lender Address	CHICAGO, IL
Gender	Unanswered
Veteran	Unanswered
Forgiveness Amount	450558.45
Forgiveness Paid Date	2021-05-11