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ASCENDANT COMPLIANCE MANAGEMENT, LLC

Company Details

Name: ASCENDANT COMPLIANCE MANAGEMENT, LLC
Jurisdiction: New York
Legal type: DOMESTIC LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 28 Sep 2016 (8 years ago)
Entity Number: 5015525
ZIP code: 12207
County: New York
Place of Formation: New York
Address: 80 STATE STREET, ALBANY, NY, United States, 12207

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
ASCENDANT COMPLIANCE MANAGEMENT, LLC 401(K) PLAN 2020 814106488 2021-10-05 ASCENDANT COMPLIANCE MANAGEMENT, LLC 51
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Three-digit plan number (PN) 001
Effective date of plan 2005-05-09
Business code 541990
Sponsor’s telephone number 2125761170
Plan sponsor’s address 77 THIRD AVE, FL 10, NEW YORK, NY, 10017
ASCENDANT COMPLIANCE MANAGEMENT, LLC 401(K) PLAN 2019 814106488 2020-10-05 ASCENDANT COMPLIANCE MANAGEMENT, LLC 50
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-05-09
Business code 541990
Sponsor’s telephone number 2125761170
Plan sponsor’s address 77 THIRD AVE, FL 10, NEW YORK, NY, 10017

DOS Process Agent

Name Role Address
C/O CORPORATION SERVICE COMPANY DOS Process Agent 80 STATE STREET, ALBANY, NY, United States, 12207

History

Start date End date Type Value
2023-03-22 2024-09-27 Address 80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Service of Process)
2019-01-28 2023-03-22 Address 28 LIBERTY ST., NEW YORK, NY, 10005, USA (Type of address: Service of Process)
2016-09-30 2019-01-28 Address 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Service of Process)
2016-09-28 2016-09-30 Address 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
240927002814 2024-09-27 BIENNIAL STATEMENT 2024-09-27
230322000541 2023-03-20 CERTIFICATE OF CHANGE BY ENTITY 2023-03-20
220908001510 2022-09-08 BIENNIAL STATEMENT 2022-09-01
200902061510 2020-09-02 BIENNIAL STATEMENT 2020-09-01
190807060450 2019-08-07 BIENNIAL STATEMENT 2018-09-01
SR-76581 2019-01-28 CERTIFICATE OF CHANGE (BY AGENT) 2019-01-28
161221000529 2016-12-21 CERTIFICATE OF PUBLICATION 2016-12-21
161004000406 2016-10-04 CERTIFICATE OF AMENDMENT 2016-10-04
160930000453 2016-09-30 CERTIFICATE OF MERGER 2016-09-30
160928000468 2016-09-28 ARTICLES OF ORGANIZATION 2016-09-28

Date of last update: 07 Mar 2025

Sources: New York Secretary of State