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GRIFFIN ASSET MANAGEMENT LLC

Company Details

Name: GRIFFIN ASSET MANAGEMENT LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 12 Jan 2018 (7 years ago)
Entity Number: 5265957
ZIP code: 10169
County: New York
Place of Formation: Delaware
Address: ATTN: PRESIDENT, 230 PARK AVENUE 10TH FL STE 61, NEW YORK, NY, United States, 10169

Central Index Key

CIK number Mailing Address Business Address Phone
1085712 767 FIFTH AVE, 26TH FL, NEW YORK, NY, 10153 767 FIFTH AVE, 26TH FL, NEW YORK, NY, 10153 2124864848

Filings since 2006-01-24

Form type 13F-HR
File number 028-05125
Filing date 2006-01-24
Reporting date 2005-12-31
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Filings since 2005-10-26

Form type 13F-HR
File number 028-05125
Filing date 2005-10-26
Reporting date 2005-09-30
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Filings since 2005-08-11

Form type 13F-HR
File number 028-05125
Filing date 2005-08-11
Reporting date 2005-06-30
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Filings since 2005-04-29

Form type 13F-HR
File number 028-05125
Filing date 2005-04-29
Reporting date 2005-03-31
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Filings since 2005-02-01

Form type 13F-HR
File number 028-05125
Filing date 2005-02-01
Reporting date 2004-12-31
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Filings since 2004-10-29

Form type 13F-HR
File number 028-05125
Filing date 2004-10-29
Reporting date 2004-09-30
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Filings since 2004-08-09

Form type 13F-HR
File number 028-05125
Filing date 2004-08-09
Reporting date 2004-06-30
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Filings since 2004-05-05

Form type 13F-HR
File number 028-05125
Filing date 2004-05-05
Reporting date 2004-03-31
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Filings since 2004-02-12

Form type 13F-HR
File number 028-05125
Filing date 2004-02-12
Reporting date 2003-12-31
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Filings since 2003-10-31

Form type 13F-HR
File number 028-05125
Filing date 2003-10-31
Reporting date 2003-09-30
File View File

Filings since 2003-07-22

Form type 13F-HR
File number 028-05125
Filing date 2003-07-22
Reporting date 2003-06-30
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Filings since 2003-05-15

Form type 13F-HR
File number 028-05125
Filing date 2003-05-15
Reporting date 2003-03-31
File View File

Filings since 2003-02-28

Form type 13F-HR
File number 028-05125
Filing date 2003-02-28
Reporting date 2002-12-31
File View File

Filings since 2003-02-26

Form type 13F-HR
File number 028-05125
Filing date 2003-02-26
Reporting date 2002-09-30
File View File

Filings since 2002-11-20

Form type 13F-HR
File number 028-05125
Filing date 2002-11-20
Reporting date 2002-09-30
File View File

Filings since 2002-08-02

Form type 13F-HR
File number 028-05125
Filing date 2002-08-02
Reporting date 2001-12-31
File View File

Filings since 2002-04-24

Form type 13F-HR
File number 028-05125
Filing date 2002-04-24
Reporting date 2002-03-28
File View File

Filings since 2002-02-13

Form type 13F-HR
File number 028-05125
Filing date 2002-02-13
Reporting date 2001-12-31
File View File

Filings since 2001-11-06

Form type 13F-HR
File number 028-05125
Filing date 2001-11-06
Reporting date 2001-09-28
File View File

Filings since 2001-10-04

Form type 13F-HR
File number 028-05125
Filing date 2001-10-04
Reporting date 2001-06-30
File View File

Filings since 2001-10-04

Form type 13F-HR
File number 028-05125
Filing date 2001-10-04
Reporting date 2001-03-30
File View File

Filings since 2001-04-27

Form type 13F-HR/A
File number 028-05125
Filing date 2001-04-27
Reporting date 2000-12-31
File View File

Filings since 2001-01-24

Form type 13F-HR
File number 028-05125
Filing date 2001-01-24
Reporting date 2000-12-31
File View File

Filings since 2000-12-07

Form type 13F-HR
File number 028-05125
Filing date 2000-12-07
Reporting date 2000-09-30
File View File

Filings since 2000-08-15

Form type 13F-HR
File number 028-05125
Filing date 2000-08-15
Reporting date 2000-06-30
File View File

Filings since 2000-05-10

Form type 13F-HR
File number 028-05125
Filing date 2000-05-10
Reporting date 2000-03-31

Filings since 2000-01-12

Form type 13F-HR
File number 028-05125
Filing date 2000-01-12
Reporting date 1999-12-31

Filings since 1999-11-15

Form type 13F-HR
File number 028-05125
Filing date 1999-11-15
Reporting date 1999-09-30

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
GRIFFIN ASSET MANAGEMENT 401(K) PLAN 2023 352614286 2024-07-23 GRIFFIN ASSET MANAGEMENT LLC 9
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Three-digit plan number (PN) 002
Effective date of plan 2022-01-01
Business code 523900
Sponsor’s telephone number 9174845608
Plan sponsor’s address 230 PARK AVE 4TH FLOOR, NEW YORK, NY, 10169

Signature of

Role Plan administrator
Date 2024-07-23
Name of individual signing CHRIS HORNE
GRIFFIN ASSET MANAGEMENT 401(K) PLAN 2022 352614286 2023-09-06 GRIFFIN ASSET MANAGEMENT LLC 7
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Three-digit plan number (PN) 002
Effective date of plan 2022-01-01
Business code 523900
Sponsor’s telephone number 9174845608
Plan sponsor’s address 230 PARK AVE 4TH FLOOR, NEW YORK, NY, 10169

Signature of

Role Plan administrator
Date 2023-09-06
Name of individual signing CHRIS HORNE
GRIFFIN ASSET MANAGEMENT LLC 401 K PROFIT SHARING PLAN TRUST 2018 352614286 2019-05-08 GRIFFIN ASSET MANAGEMENT LLC 8
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Three-digit plan number (PN) 001
Effective date of plan 2018-01-01
Business code 812990
Sponsor’s telephone number 9174845608
Plan sponsor’s address 230 PARK AVE - FLOOR 4, NEW YORK, NY, 10169

Signature of

Role Plan administrator
Date 2019-05-08
Name of individual signing KARIN MASON

DOS Process Agent

Name Role Address
THE LLC DOS Process Agent ATTN: PRESIDENT, 230 PARK AVENUE 10TH FL STE 61, NEW YORK, NY, United States, 10169

Filings

Filing Number Date Filed Type Effective Date
180316000150 2018-03-16 CERTIFICATE OF PUBLICATION 2018-03-16
180112000264 2018-01-12 APPLICATION OF AUTHORITY 2018-01-12

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
2887127310 2020-04-29 0202 PPP 230 Park Avenue, 4th Floor, NEW YORK, NY, 10169
Loan Status Date 2021-04-21
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 121700
Loan Approval Amount (current) 121700
Undisbursed Amount 0
Franchise Name -
Lender Location ID 40891
Servicing Lender Name UMB Bank, National Association
Servicing Lender Address 1010 Grand Blvd, KANSAS CITY, MO, 64106-2225
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address NEW YORK, NEW YORK, NY, 10169-0001
Project Congressional District NY-12
Number of Employees 9
NAICS code 523920
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Limited Liability Company(LLC)
Originating Lender ID 40891
Originating Lender Name UMB Bank, National Association
Originating Lender Address KANSAS CITY, MO
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 122747.97
Forgiveness Paid Date 2021-03-18

Date of last update: 24 Mar 2025

Sources: New York Secretary of State