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APEX CLEARING CORPORATION

Headquarter

Company Details

Name: APEX CLEARING CORPORATION
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 22 Dec 1978 (46 years ago)
Entity Number: 528342
ZIP code: 12207
County: New York
Place of Formation: New York
Address: 80 STATE STREET, ALBANY, NY, United States, 12207
Principal Address: 141 West Jackson Boulevard, Suite 500, Chicago, IL, United States, 60604

Shares Details

Shares issued 200000

Share Par Value 0.1

Type PAR VALUE

DOS Process Agent

Name Role Address
C/O CORPORATION SERVICE COMPANY DOS Process Agent 80 STATE STREET, ALBANY, NY, United States, 12207

Agent

Name Role Address
CORPORATION SERVICE COMPANY Agent 80 STATE STREET, ALBANY, NY, 12207

Chief Executive Officer

Name Role Address
WILLIAM CAPUZZI Chief Executive Officer 888 SEVENTH AVENUE, 32ND FLOOR, NEW YORK, NY, United States, 10106

Links between entities

Type:
Headquarter of
Company Number:
1014043
State:
MISSISSIPPI
Type:
Headquarter of
Company Number:
96155
State:
ALASKA
Type:
Headquarter of
Company Number:
000-920-629
State:
Alabama
Type:
Headquarter of
Company Number:
f5982eb0-a0d4-e011-a886-001ec94ffe7f
State:
MINNESOTA
Type:
Headquarter of
Company Number:
0511000
State:
KENTUCKY
Type:
Headquarter of
Company Number:
1134605
State:
KENTUCKY
Type:
Headquarter of
Company Number:
19991240759
State:
COLORADO
Type:
Headquarter of
Company Number:
F20000002713
State:
FLORIDA
Type:
Headquarter of
Company Number:
F98000000958
State:
FLORIDA
Type:
Headquarter of
Company Number:
000150398
State:
RHODE ISLAND
Type:
Headquarter of
Company Number:
1394084
State:
CONNECTICUT
Type:
Headquarter of
Company Number:
0505451
State:
CONNECTICUT
Type:
Headquarter of
Company Number:
595540
State:
IDAHO
Type:
Headquarter of
Company Number:
CORP_64784161
State:
ILLINOIS

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0000278331
Phone:
214-765-1310

Latest Filings

Form type:
13F-NT
File number:
028-17307
Filing date:
2025-05-15
File:
Form type:
X-17A-5
File number:
008-23522
Filing date:
2025-03-18
File:
Form type:
13F-NT
File number:
028-17307
Filing date:
2025-02-14
File:
Form type:
13F-NT
File number:
028-17307
Filing date:
2024-11-14
File:
Form type:
13F-NT
File number:
028-17307
Filing date:
2024-08-14
File:

Legal Entity Identifier

LEI Number:
5493000418CITRF5BO80

Registration Details:

Initial Registration Date:
2017-10-26
Next Renewal Date:
2025-09-28
Registration Status:
ISSUED
Validation Source:
FULLY_CORROBORATED

History

Start date End date Type Value
2024-12-18 2024-12-18 Address 350 N. ST. PAUL STREET, SUITE 1300, DALLAS, TX, 75201, USA (Type of address: Chief Executive Officer)
2024-12-18 2024-12-18 Shares Share type: PAR VALUE, Number of shares: 2000, Par value: 1
2024-12-18 2024-12-18 Shares Share type: PAR VALUE, Number of shares: 200000, Par value: 0.1
2024-12-18 2024-12-18 Address 888 SEVENTH AVENUE, 32ND FLOOR, NEW YORK, NY, 10106, USA (Type of address: Chief Executive Officer)
2023-11-02 2023-11-02 Address 350 N. ST. PAUL STREET, SUITE 1300, DALLAS, TX, 75201, USA (Type of address: Chief Executive Officer)

Filings

Filing Number Date Filed Type Effective Date
241218000326 2024-12-18 BIENNIAL STATEMENT 2024-12-18
231102001346 2023-11-02 CERTIFICATE OF CHANGE BY ENTITY 2023-11-02
221202003339 2022-12-02 BIENNIAL STATEMENT 2022-12-01
20201229052 2020-12-29 ASSUMED NAME CORP AMENDMENT 2020-12-29
201218060200 2020-12-18 BIENNIAL STATEMENT 2020-12-01

USAspending Awards / Financial Assistance

Date:
2021-03-15
Awarding Agency Name:
Small Business Administration
Transaction Description:
TO AID SMALL BUSINESSES IN MAINTAINING WORK FORCE DURING COVID-19 PANDEMIC.
Obligated Amount:
0.00
Face Value Of Loan:
-6500.00
Total Face Value Of Loan:
0.00

Court Cases

Court Case Summary

Filing Date:
2022-02-14
Status:
Terminated
Nature Of Judgment:
no monetary award
Jury Demand:
Plaintiff demands jury
Nature Of Suit:
Other Contract Actions

Parties

Party Name:
CHAVEZ,
Party Role:
Plaintiff
Party Name:
APEX CLEARING CORPORATION
Party Role:
Defendant

Date of last update: 18 Mar 2025

Sources: New York Secretary of State