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APEX CLEARING CORPORATION

Headquarter

Company Details

Name: APEX CLEARING CORPORATION
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 22 Dec 1978 (46 years ago)
Entity Number: 528342
ZIP code: 12207
County: New York
Place of Formation: New York
Address: 80 STATE STREET, ALBANY, NY, United States, 12207
Principal Address: 141 West Jackson Boulevard, Suite 500, Chicago, IL, United States, 60604

Shares Details

Shares issued 200000

Share Par Value 0.1

Type PAR VALUE

Links between entities

Type Company Name Company Number State
Headquarter of APEX CLEARING CORPORATION, MISSISSIPPI 1014043 MISSISSIPPI
Headquarter of APEX CLEARING CORPORATION, Alabama 000-920-629 Alabama
Headquarter of APEX CLEARING CORPORATION, MINNESOTA f5982eb0-a0d4-e011-a886-001ec94ffe7f MINNESOTA
Headquarter of APEX CLEARING CORPORATION, KENTUCKY 0511000 KENTUCKY
Headquarter of APEX CLEARING CORPORATION, KENTUCKY 1134605 KENTUCKY
Headquarter of APEX CLEARING CORPORATION, COLORADO 19991240759 COLORADO
Headquarter of APEX CLEARING CORPORATION, FLORIDA F20000002713 FLORIDA
Headquarter of APEX CLEARING CORPORATION, FLORIDA F98000000958 FLORIDA
Headquarter of APEX CLEARING CORPORATION, RHODE ISLAND 000150398 RHODE ISLAND
Headquarter of APEX CLEARING CORPORATION, CONNECTICUT 1394084 CONNECTICUT
Headquarter of APEX CLEARING CORPORATION, CONNECTICUT 0505451 CONNECTICUT
Headquarter of APEX CLEARING CORPORATION, IDAHO 595540 IDAHO
Headquarter of APEX CLEARING CORPORATION, ILLINOIS CORP_64784161 ILLINOIS

Central Index Key

CIK number Mailing Address Business Address Phone
278331 ONE DALLAS CENTER, 350 N. ST. PAUL, SUITE 1300, DALLAS, TX, 75201 ONE DALLAS CENTER, 350 N. ST. PAUL, SUITE 1300, DALLAS, TX, 75201 214-765-1591

Filings since 2024-11-14

Form type 13F-NT
File number 028-17307
Filing date 2024-11-14
Reporting date 2024-09-30
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Filings since 2024-08-14

Form type 13F-NT
File number 028-17307
Filing date 2024-08-14
Reporting date 2024-06-30
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Filings since 2024-05-15

Form type 13F-NT
File number 028-17307
Filing date 2024-05-15
Reporting date 2024-03-31
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Filings since 2024-04-03

Form type X-17A-5
File number 008-23522
Filing date 2024-04-03
Reporting date 2023-12-31
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Filings since 2024-02-13

Form type 13F-NT
File number 028-17307
Filing date 2024-02-13
Reporting date 2023-12-31
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Filings since 2023-11-13

Form type 13F-NT
File number 028-17307
Filing date 2023-11-13
Reporting date 2023-09-30
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Filings since 2023-09-01

Form type 13F-NT/A
File number 028-17307
Filing date 2023-09-01
Reporting date 2023-06-30
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Filings since 2023-08-11

Form type 13F-NT
File number 028-17307
Filing date 2023-08-11
Reporting date 2023-06-30
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Filings since 2023-05-12

Form type 13F-NT
File number 028-17307
Filing date 2023-05-12
Reporting date 2023-03-31
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Filings since 2023-05-10

Form type 13F-NT/A
File number 028-17307
Filing date 2023-05-10
Reporting date 2022-12-31
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Filings since 2023-02-24

Form type X-17A-5
File number 008-23522
Filing date 2023-02-24
Reporting date 2022-12-31
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Filings since 2023-02-13

Form type 13F-NT
File number 028-17307
Filing date 2023-02-13
Reporting date 2022-12-31
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Filings since 2022-11-14

Form type 13F-NT
File number 028-17307
Filing date 2022-11-14
Reporting date 2022-09-30
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Filings since 2022-08-12

Form type 13F-NT
File number 028-17307
Filing date 2022-08-12
Reporting date 2022-06-30
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Filings since 2022-05-13

Form type 13F-NT
File number 028-17307
Filing date 2022-05-13
Reporting date 2022-03-31
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Filings since 2022-02-25

Form type X-17A-5
File number 008-23522
Filing date 2022-02-25
Reporting date 2021-12-31
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Filings since 2022-02-11

Form type 13F-NT
File number 028-17307
Filing date 2022-02-11
Reporting date 2021-12-31
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Filings since 2021-11-12

Form type 13F-NT
File number 028-17307
Filing date 2021-11-12
Reporting date 2021-09-30
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Filings since 2021-08-13

Form type 13F-NT
File number 028-17307
Filing date 2021-08-13
Reporting date 2021-06-30
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Filings since 2021-03-01

Form type X-17A-5
File number 008-23522
Filing date 2021-03-01
Reporting date 2020-12-31
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Filings since 2020-03-02

Form type X-17A-5
File number 008-23522
Filing date 2020-03-02
Reporting date 2019-12-31
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Filings since 2020-02-13

Form type 13F-NT
File number 028-17307
Filing date 2020-02-13
Reporting date 2019-12-31
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Filings since 2019-11-08

Form type 13F-NT
File number 028-17307
Filing date 2019-11-08
Reporting date 2019-09-30
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Filings since 2019-08-14

Form type 13F-NT
File number 028-17307
Filing date 2019-08-14
Reporting date 2019-06-30
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Filings since 2019-05-15

Form type 13F-NT
File number 028-17307
Filing date 2019-05-15
Reporting date 2019-03-31
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Filings since 2019-03-01

Form type X-17A-5
File number 008-23522
Filing date 2019-03-01
Reporting date 2018-12-31
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Filings since 2019-02-13

Form type 13F-NT
File number 028-17307
Filing date 2019-02-13
Reporting date 2018-12-31
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Filings since 2018-11-13

Form type 13F-NT
File number 028-17307
Filing date 2018-11-13
Reporting date 2018-09-30
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Filings since 2018-08-15

Form type 13F-NT
File number 028-17307
Filing date 2018-08-15
Reporting date 2018-06-30
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Filings since 2018-05-15

Form type 13F-NT
File number 028-17307
Filing date 2018-05-15
Reporting date 2018-03-31
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Filings since 2018-03-08

Form type X-17A-5
File number 008-23522
Filing date 2018-03-08
Reporting date 2017-12-31
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Filings since 2018-02-14

Form type 13F-NT
File number 028-17307
Filing date 2018-02-14
Reporting date 2017-12-31
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Filings since 2017-11-14

Form type 13F-NT
File number 028-17307
Filing date 2017-11-14
Reporting date 2017-09-30
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Filings since 2017-08-14

Form type 13F-NT
File number 028-17307
Filing date 2017-08-14
Reporting date 2017-06-30
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Filings since 2017-05-15

Form type 13F-NT
File number 028-17307
Filing date 2017-05-15
Reporting date 2017-03-31
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Filings since 2017-02-24

Form type X-17A-5
File number 008-23522
Filing date 2017-02-24
Reporting date 2016-12-31
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Filings since 2017-02-13

Form type 13F-NT
File number 028-17307
Filing date 2017-02-13
Reporting date 2016-12-31
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Filings since 2016-11-14

Form type 13F-NT
File number 028-17307
Filing date 2016-11-14
Reporting date 2016-09-30
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Filings since 2016-08-10

Form type 13F-NT
File number 028-17307
Filing date 2016-08-10
Reporting date 2016-06-30
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Filings since 2016-05-13

Form type 13F-NT
File number 028-17307
Filing date 2016-05-13
Reporting date 2016-03-31
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Filings since 2016-02-29

Form type X-17A-5
File number 008-23522
Filing date 2016-02-29
Reporting date 2015-12-31
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Filings since 2016-02-16

Form type 13F-NT
File number 028-17307
Filing date 2016-02-16
Reporting date 2015-12-31
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Filings since 2015-03-02

Form type FOCUSN
File number 008-23522
Filing date 2015-03-02
Reporting date 2014-12-31
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Filings since 2015-03-02

Form type X-17A-5
File number 008-23522
Filing date 2015-03-02
Reporting date 2014-12-31
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Filings since 2014-03-04

Form type FOCUSN
File number 008-23522
Filing date 2014-03-04
Reporting date 2013-12-31
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Filings since 2014-03-04

Form type X-17A-5
File number 008-23522
Filing date 2014-03-04
Reporting date 2013-12-31
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Filings since 2013-05-07

Form type X-17A-5/A
File number 008-23522
Filing date 2013-05-07
Reporting date 2012-12-31
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Filings since 2013-04-01

Form type X-17A-5
File number 008-23522
Filing date 2013-04-01
Reporting date 2012-12-31
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Filings since 2012-08-29

Form type FOCUSN
File number 008-23522
Filing date 2012-08-29
Reporting date 2012-05-31
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Filings since 2012-08-29

Form type X-17A-5
File number 008-23522
Filing date 2012-08-29
Reporting date 2012-05-31
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Filings since 2011-08-26

Form type X-17A-5
File number 008-23522
Filing date 2011-08-26
Reporting date 2011-06-30
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Filings since 2011-08-26

Form type FOCUSN
File number 008-23522
Filing date 2011-08-26
Reporting date 2011-06-30
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Filings since 2010-08-23

Form type FOCUSN
File number 008-23522
Filing date 2010-08-23
Reporting date 2010-06-30
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Filings since 2010-08-23

Form type X-17A-5
File number 008-23522
Filing date 2010-08-23
Reporting date 2010-06-30
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Filings since 2009-11-18

Form type X-17A-5/A
File number 008-23522
Filing date 2009-11-18
Reporting date 2009-06-30
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Filings since 2009-08-24

Form type FOCUSN
File number 008-23522
Filing date 2009-08-24
Reporting date 2009-06-30
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Filings since 2009-08-24

Form type X-17A-5
File number 008-23522
Filing date 2009-08-24
Reporting date 2009-06-30
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Filings since 2008-08-25

Form type FOCUSN
File number 008-23522
Filing date 2008-08-25
Reporting date 2008-06-30
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Filings since 2008-08-25

Form type X-17A-5
File number 008-23522
Filing date 2008-08-25
Reporting date 2008-06-30
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Filings since 2007-08-27

Form type FOCUSN
File number 008-23522
Filing date 2007-08-27
Reporting date 2007-06-30
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Filings since 2007-08-27

Form type X-17A-5
File number 008-23522
Filing date 2007-08-27
Reporting date 2007-06-30
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Filings since 2007-04-23

Form type FOCUSN/A
File number 008-23522
Filing date 2007-04-23
Reporting date 2006-06-30
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Filings since 2007-04-02

Form type FOCUSN
File number 008-23522
Filing date 2007-04-02
Reporting date 2006-12-31
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Filings since 2007-04-02

Form type X-17A-5/A
File number 008-23522
Filing date 2007-04-02
Reporting date 2006-06-30
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Filings since 2006-08-29

Form type FOCUSN
File number 008-23522
Filing date 2006-08-29
Reporting date 2006-06-30
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Filings since 2006-08-29

Form type X-17A-5
File number 008-23522
Filing date 2006-08-29
Reporting date 2006-06-30
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Filings since 2005-09-29

Form type X-17A-5
File number 008-23522
Filing date 2005-09-29
Reporting date 2005-06-30
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Filings since 2005-08-29

Form type FOCUSN
File number 008-23522
Filing date 2005-08-29
Reporting date 2005-06-30
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Filings since 2004-12-30

Form type X-17A-5
File number 008-23522
Filing date 2004-12-30
Reporting date 2004-10-31
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Filings since 2004-12-30

Form type FOCUSN
File number 008-23522
Filing date 2004-12-30
Reporting date 2004-10-31
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Filings since 2004-03-02

Form type FOCUSN
File number 008-23522
Filing date 2004-03-02
Reporting date 2003-12-31
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Filings since 2004-03-02

Form type X-17A-5
File number 008-23522
Filing date 2004-03-02
Reporting date 2003-12-31
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Filings since 2003-03-04

Form type FOCUSN
File number 008-23522
Filing date 2003-03-04
Reporting date 2002-12-31
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Filings since 2003-03-04

Form type X-17A-5
File number 008-23522
Filing date 2003-03-04
Reporting date 2002-12-31
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Filings since 2002-04-29

Form type X-17A-5
File number 008-23522
Filing date 2002-04-29
Reporting date 2002-02-28
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Filings since 1999-11-12

Form type SC 13G/A
Filing date 1999-11-12

Filings since 1999-06-09

Form type SC 13G/A
Filing date 1999-06-09

Filings since 1999-03-22

Form type SC 13G/A
Filing date 1999-03-22

Filings since 1999-03-22

Form type SC 13G/A
Filing date 1999-03-22

Filings since 1999-03-22

Form type SC 13G
Filing date 1999-03-22

Legal Entity Identifier

LEI number Registered As Jurisdiction Of Formation General Category Entity Status Entity created at
5493000418CITRF5BO80 528342 US-NY GENERAL ACTIVE 1978-12-22

Addresses

Legal 80 STATE STREET, ALBANY, US-NY, US, 12207
Headquarters 350 N. ST. PAUL STREET, SUITE 1300, DALLAS, US-TX, US, 75201

Registration details

Registration Date 2017-10-26
Last Update 2024-08-20
Status ISSUED
Next Renewal 2025-09-28
LEI Issuer 529900T8BM49AURSDO55
Corroboration Level FULLY_CORROBORATED
Data Validated As 528342

DOS Process Agent

Name Role Address
C/O CORPORATION SERVICE COMPANY DOS Process Agent 80 STATE STREET, ALBANY, NY, United States, 12207

Agent

Name Role Address
CORPORATION SERVICE COMPANY Agent 80 STATE STREET, ALBANY, NY, 12207

Chief Executive Officer

Name Role Address
WILLIAM CAPUZZI Chief Executive Officer 888 SEVENTH AVENUE, 32ND FLOOR, NEW YORK, NY, United States, 10106

History

Start date End date Type Value
2024-12-18 2024-12-18 Address 888 SEVENTH AVENUE, 32ND FLOOR, NEW YORK, NY, 10106, USA (Type of address: Chief Executive Officer)
2024-12-18 2024-12-18 Shares Share type: PAR VALUE, Number of shares: 2000, Par value: 1
2024-12-18 2024-12-18 Shares Share type: PAR VALUE, Number of shares: 200000, Par value: 0.1
2024-12-18 2024-12-18 Address 350 N. ST. PAUL STREET, SUITE 1300, DALLAS, TX, 75201, USA (Type of address: Chief Executive Officer)
2023-11-02 2023-11-02 Address 350 N. ST. PAUL STREET, SUITE 1300, DALLAS, TX, 75201, USA (Type of address: Chief Executive Officer)
2023-11-02 2023-11-02 Shares Share type: PAR VALUE, Number of shares: 2000, Par value: 1
2023-11-02 2024-12-18 Shares Share type: PAR VALUE, Number of shares: 2000, Par value: 1
2023-11-02 2024-12-18 Address 80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Registered Agent)
2023-11-02 2024-12-18 Address 350 N. ST. PAUL STREET, SUITE 1300, DALLAS, TX, 75201, USA (Type of address: Chief Executive Officer)
2023-11-02 2023-11-02 Shares Share type: PAR VALUE, Number of shares: 200000, Par value: 0.1

Filings

Filing Number Date Filed Type Effective Date
241218000326 2024-12-18 BIENNIAL STATEMENT 2024-12-18
231102001346 2023-11-02 CERTIFICATE OF CHANGE BY ENTITY 2023-11-02
221202003339 2022-12-02 BIENNIAL STATEMENT 2022-12-01
20201229052 2020-12-29 ASSUMED NAME CORP AMENDMENT 2020-12-29
201218060200 2020-12-18 BIENNIAL STATEMENT 2020-12-01
20190820030 2019-08-20 ASSUMED NAME CORP INITIAL FILING 2019-08-20
SR-85256 2019-01-28 CERTIFICATE OF CHANGE (BY AGENT) 2019-01-28
SR-85257 2019-01-28 CERTIFICATE OF CHANGE (BY AGENT) 2019-01-28
181207006467 2018-12-07 BIENNIAL STATEMENT 2018-12-01
161201006699 2016-12-01 BIENNIAL STATEMENT 2016-12-01

Date of last update: 07 Jan 2025

Sources: New York Secretary of State