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  5. WEBULL FINANCIAL LLC

WEBULL FINANCIAL LLC

Company Details

Name: WEBULL FINANCIAL LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 14 Feb 2018 (7 years ago)
Entity Number: 5286599
ZIP code: 10005
County: New York
Place of Formation: Delaware
Address: 44 Wall Street, 2nd Floor, NEW YORK, NY, United States, 10005

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
WEBULL FINANCIAL LLC 401(K) PLAN 2023 821664890 2024-05-06 WEBULL FINANCIAL LLC 86
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2018-10-15
Business code 523120
Sponsor’s telephone number 9177252418
Plan sponsor’s address 44 WALL STREET, 2ND FLOOR, NEW YORK, NY, 10005

Plan administrator’s name and address
Administrator’s EIN 474474775
Plan administrator’s name GUIDELINE, INC.
Plan administrator’s address 1412 CHAPIN AVENUE, BURLINGAME, CA, 94010
Administrator’s telephone number 8882283491

Signature of
Role Plan administrator
Date 2024-05-06
Name of individual signing QIAN LIU
WEBULL FINANCIAL LLC 401(K) PLAN 2022 821664890 2023-08-07 WEBULL FINANCIAL LLC 54
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2018-10-15
Business code 523120
Sponsor’s telephone number 9177252418
Plan sponsor’s address 44 WALL STREET, 2ND FLOOR, NEW YORK, NY, 10005

Plan administrator’s name and address
Administrator’s EIN 474474775
Plan administrator’s name GUIDELINE, INC.
Plan administrator’s address 1412 CHAPIN AVENUE, BURLINGAME, CA, 94010
Administrator’s telephone number 8882283491

Signature of
Role Plan administrator
Date 2023-08-07
Name of individual signing CHRISTINE RIMER
WEBULL FINANCIAL LLC 401(K) PLAN 2021 821664890 2022-06-20 WEBULL FINANCIAL LLC 24
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2018-10-15
Business code 523120
Sponsor’s telephone number 9177252418
Plan sponsor’s address 44 WALL STREET, 2ND FLOOR, NEW YORK, NY, 10005

Plan administrator’s name and address
Administrator’s EIN 474474775
Plan administrator’s name GUIDELINE, INC.
Plan administrator’s address 1645 E 6TH STREET, SUITE 200, AUSTIN, TX, 78702
Administrator’s telephone number 8882283491

Signature of
Role Plan administrator
Date 2022-06-20
Name of individual signing CHRISTINE RIMER
WEBULL FINANCIAL LLC 401(K) PLAN 2020 821664890 2021-06-08 WEBULL FINANCIAL LLC 13
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2018-10-15
Business code 523120
Sponsor’s telephone number 9177252418
Plan sponsor’s address 44 WALL STREET, SUITE 501, NEW YORK, NY, 10005

Plan administrator’s name and address
Administrator’s EIN 474474775
Plan administrator’s name GUIDELINE, INC.
Plan administrator’s address 3050 S DELAWARE ST, #202, SAN MATEO, CA, 94403
Administrator’s telephone number 8882283491

Signature of
Role Plan administrator
Date 2021-06-08
Name of individual signing CAROL HO
WEBULL FINANCIAL LLC 401(K) PLAN 2019 821664890 2020-05-20 WEBULL FINANCIAL LLC 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2018-10-15
Business code 523120
Sponsor’s telephone number 9177252448
Plan sponsor’s address 44 WALL STREET, SUITE 501, NEW YORK, NY, 10005

Plan administrator’s name and address
Administrator’s EIN 474474775
Plan administrator’s name GUIDELINE, INC.
Plan administrator’s address 3050 S DELAWARE ST, #202, SAN MATEO, CA, 94403
Administrator’s telephone number 8882283491

Signature of
Role Plan administrator
Date 2020-05-20
Name of individual signing CAROL HO
WEBULL FINANCIAL LLC 401(K) PLAN 2018 821664890 2019-07-17 WEBULL FINANCIAL LLC 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2018-10-15
Business code 523120
Sponsor’s telephone number 9177252448
Plan sponsor’s address 44 WALL STREET, SUITE 501, NEW YORK, NY, 10005

Plan administrator’s name and address
Administrator’s EIN 474474775
Plan administrator’s name GUIDELINE, INC.
Plan administrator’s address 3050 S DELAWARE ST, #202, SAN MATEO, CA, 94403
Administrator’s telephone number 8882283491

Signature of
Role Plan administrator
Date 2019-07-17
Name of individual signing CAROL HO

DOS Process Agent

Name Role Address
THE LLC DOS Process Agent 44 Wall Street, 2nd Floor, NEW YORK, NY, United States, 10005

History

Start date End date Type Value
2018-03-28 2024-10-04 Address 44 WALL ST., STE. 503, NEW YORK, NY, 10005, USA (Type of address: Service of Process)
2018-02-14 2018-03-28 Address 733 THIRD AVE,, SUITE 1537, NEW YORK, NY, 10017, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
241004003069 2024-10-04 BIENNIAL STATEMENT 2024-10-04
210611060163 2021-06-11 BIENNIAL STATEMENT 2020-02-01
180618000197 2018-06-18 CERTIFICATE OF PUBLICATION 2018-06-18
180328000038 2018-03-28 CERTIFICATE OF CHANGE 2018-03-28
180214000488 2018-02-14 APPLICATION OF AUTHORITY 2018-02-14

Related by officers

THE LLC

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Related by address

No related companies by address

Date of last update: 30 Jan 2025

Sources: New York Secretary of State

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