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SERIESONE SECURITIES, LLC

Company Details

Name: SERIESONE SECURITIES, LLC
Jurisdiction: New York
Legal type: DOMESTIC LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 28 Feb 2018 (7 years ago)
Entity Number: 5294956
ZIP code: 10006
County: New York
Place of Formation: New York
Address: 39 BROADWAY, SUITE 3300, NEW YORK, NY, United States, 10006

DOS Process Agent

Name Role Address
THE LLC DOS Process Agent 39 BROADWAY, SUITE 3300, NEW YORK, NY, United States, 10006

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0001745922
Phone:
305-310-7644

Latest Filings

Form type:
X-17A-5
File number:
008-70158
Filing date:
2024-06-28
File:
Form type:
X-17A-5
File number:
008-70158
Filing date:
2023-04-12
File:
Form type:
X-17A-5
File number:
008-70158
Filing date:
2022-09-29
File:
Form type:
X-17A-5
File number:
008-70158
Filing date:
2021-09-29
File:
Form type:
FOCUSN
File number:
008-70158
Filing date:
2019-08-29
File:

Filings

Filing Number Date Filed Type Effective Date
190117000179 2019-01-17 CERTIFICATE OF AMENDMENT 2019-01-17
180608000207 2018-06-08 CERTIFICATE OF CHANGE 2018-06-08
180517000432 2018-05-17 CERTIFICATE OF PUBLICATION 2018-05-17
180228000396 2018-02-28 ARTICLES OF ORGANIZATION 2018-02-28

Date of last update: 24 Mar 2025

Sources: New York Secretary of State