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PROSPECT RIDGE ADVISORS, LLC

Company Details

Name: PROSPECT RIDGE ADVISORS, LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 19 Nov 2018 (6 years ago)
Entity Number: 5445778
ZIP code: 10105
County: New York
Place of Formation: Delaware
Address: 1345 AVENUE OF THE AMERICAS, 39TH FL, NEW YORK, NY, United States, 10105

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
PROSPECT RIDGE 401(K) PLAN 2023 831734054 2024-10-14 PROSPECT RIDGE ADVISORS, LLC 46
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2019-01-01
Business code 523900
Sponsor’s telephone number 2126557100
Plan sponsor’s address 640 FIFTH AVENUE, 8TH FLOOR, NEW YORK, NY, 10019

Signature of

Role Plan administrator
Date 2024-10-14
Name of individual signing AMY BOYLE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2024-10-14
Name of individual signing AMY BOYLE
Valid signature Filed with authorized/valid electronic signature
PROSPECT RIDGE 401(K) 2022 831734054 2023-07-20 PROSPECT RIDGE ADVISORS, LLC 33
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2019-01-01
Business code 523900
Sponsor’s telephone number 2126557100
Plan sponsor’s address 640 FIFTH AVENUE, 8TH FLOOR, NEW YORK, NY, 10019

Signature of

Role Plan administrator
Date 2023-07-20
Name of individual signing AMY BOYLE
PROSPECT RIDGE 401(K) 2021 831734054 2022-10-17 PROSPECT RIDGE ADVISORS, LLC 27
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2019-01-01
Business code 523900
Sponsor’s telephone number 2126557100
Plan sponsor’s address 640 FIFTH AVE, 8TH FLOOR, NEW YORK, NY, 10019

Signature of

Role Plan administrator
Date 2022-10-17
Name of individual signing JASON TIGHE
PROSPECT RIDGE 401(K) 2020 831734054 2021-10-08 PROSPECT RIDGE ADVISORS, LLC 25
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2019-01-01
Business code 523900
Sponsor’s telephone number 2126557100
Plan sponsor’s address 888 7TH AVENUE, NEW YORK, NY, 10019

Signature of

Role Plan administrator
Date 2021-10-08
Name of individual signing STEVE IORIO
PROSPECT RIDGE 401(K) PLAN 2019 831734054 2020-07-29 PROSPECT RIDGE ADVISORS, LLC 23
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2019-01-01
Business code 523900
Sponsor’s telephone number 2126557100
Plan sponsor’s address 888 7TH AVENUE, NEW YORK, NY, 10019

Signature of

Role Plan administrator
Date 2020-07-29
Name of individual signing HANS DEWITTE

DOS Process Agent

Name Role Address
C/O ALLIANCE BERNSTEIN L.P. DOS Process Agent 1345 AVENUE OF THE AMERICAS, 39TH FL, NEW YORK, NY, United States, 10105

Filings

Filing Number Date Filed Type Effective Date
181119000826 2018-11-19 APPLICATION OF AUTHORITY 2018-11-19

Date of last update: 13 Jan 2025

Sources: New York Secretary of State