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MIZUHO SECURITIES USA INC.

Company Details

Name: MIZUHO SECURITIES USA INC.
Jurisdiction: New York
Legal type: FOREIGN BUSINESS CORPORATION
Status: Inactive
Date of registration: 19 Jul 1979 (45 years ago)
Date of dissolution: 20 Apr 2017
Entity Number: 570113
ZIP code: 10005
County: New York
Place of Formation: Delaware
Principal Address: 320 PARK AVENUE, FL 12, NEW YORK, NY, United States, 10022
Address: 28 LIBERTY ST., NEW YORK, NY, United States, 10005

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
MIZUHO SECURITIES USA INC WELFARE BENEFIT PLAN 2016 362880742 2017-10-16 MIZUHO SECURITIES USA INC. 549
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Three-digit plan number (PN) 501
Effective date of plan 1984-12-10
Business code 523120
Sponsor’s telephone number 2122057938
Plan sponsor’s mailing address 320 PARK AVE, NEW YORK, NY, 10022
Plan sponsor’s address 320 PARK AVE, NEW YORK, NY, 10022

Number of participants as of the end of the plan year

Active participants 578
Retired or separated participants receiving benefits 11

Signature of

Role Plan administrator
Date 2017-10-16
Name of individual signing DAVID KRONENBERG
Valid signature Filed with authorized/valid electronic signature
THE MIZUHO SECURITIES USA INC SEVERANCE PLAN 2016 362880742 2017-10-16 MIZUHO SECURITIES USA INC 385
File View Page
Three-digit plan number (PN) 502
Effective date of plan 2007-01-01
Business code 523120
Sponsor’s telephone number 2016261316
Plan sponsor’s mailing address 320 PARK AVE, NEW YORK, NY, 10022
Plan sponsor’s address 320 PARK AVE, NEW YORK, NY, 10022

Number of participants as of the end of the plan year

Active participants 420

Signature of

Role Plan administrator
Date 2017-10-16
Name of individual signing DAVID KRONENBERG
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Address
C T CORPORATION SYSTEM Agent 28 LIBERTY ST., NEW YORK, NY, 10005

DOS Process Agent

Name Role Address
C T CORPORATION SYSTEM DOS Process Agent 28 LIBERTY ST., NEW YORK, NY, United States, 10005

Chief Executive Officer

Name Role Address
JERRY RIZZIERI Chief Executive Officer 320 PARK AVENUE, FL 12, NEW YORK, NY, United States, 10022

History

Start date End date Type Value
2016-10-31 2019-01-28 Address 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Registered Agent)
2016-10-31 2019-01-28 Address 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Service of Process)
2011-10-24 2016-10-31 Address ATTN: GENERAL COUNSEL'S OFFICE, 320 PARK AVENUE, 12TH FLOOR, NEW YORK, NY, 10022, USA (Type of address: Service of Process)
2002-03-04 2011-10-24 Address 650 COLLEGE ROAD EAST, PRINCETON, NJ, 00000, USA (Type of address: Service of Process)
2001-08-31 2002-03-04 Address 2 WORLD FINANCIAL CTR 26TH, NEW YORK, NY, 00000, USA (Type of address: Service of Process)
1999-07-26 2016-12-07 Address 2 WORLD FINANCIAL CTR, SOUTH TOWER 26TH FLR, NEW YORK, NY, 10281, 1008, USA (Type of address: Chief Executive Officer)
1999-07-26 2001-08-31 Address C/O MICHAEL LOFARO, 2 WORLD FIN. CTR, S. TWR, 26FL, NEW YORK, NY, 10281, 1008, USA (Type of address: Service of Process)
1999-07-26 2016-12-07 Address 2 WORLD FINANCIAL CTR, NEW YORK, NY, 10281, 1008, USA (Type of address: Principal Executive Office)
1997-07-24 1999-07-26 Address THE FUJI BANK, LTD, 2 WORLD TRADE CTR 82ND FL, NEW YORK, NY, 10048, USA (Type of address: Chief Executive Officer)
1997-07-24 1999-07-26 Address ALEXANDER YANNOTTI SOUTH TOWER, 2 WORLD FINANCIAL CTR 26TH FL, NEW YORK, NY, 10281, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
20190131023 2019-01-31 ASSUMED NAME CORP INITIAL FILING 2019-01-31
SR-9281 2019-01-28 CERTIFICATE OF CHANGE (BY AGENT) 2019-01-28
SR-9280 2019-01-28 CERTIFICATE OF CHANGE (BY AGENT) 2019-01-28
170420000148 2017-04-20 CERTIFICATE OF TERMINATION 2017-04-20
161207002032 2016-12-07 BIENNIAL STATEMENT 2015-07-01
161031000537 2016-10-31 CERTIFICATE OF CHANGE 2016-10-31
111024000382 2011-10-24 CERTIFICATE OF CHANGE 2011-10-24
020402000246 2002-04-02 CERTIFICATE OF AMENDMENT 2002-04-02
020304000700 2002-03-04 CERTIFICATE OF MERGER 2002-03-31
010919000606 2001-09-19 COURT ORDER 2001-09-19

Date of last update: 07 Jan 2025

Sources: New York Secretary of State