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YORK SECURITIES, INC.

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Company Details

Name: YORK SECURITIES, INC.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 13 Aug 1979 (46 years ago)
Entity Number: 574935
ZIP code: 10175
County: New York
Place of Formation: New York
Address: ATTN: PHIL KALBAN, ESQ, 521 FIFTH AVENUE, NEW YORK, NY, United States, 10175
Principal Address: 160 BROADWAY, NEW YORK, NY, United States, 10038

Shares Details

Shares issued 200

Share Par Value 0

Type NO PAR VALUE

Chief Executive Officer

Name Role Address
DAVID J. CORCORAN Chief Executive Officer 160 BROADWAY, NEW YORK, NY, United States, 10038

DOS Process Agent

Name Role Address
PUTNEY, TWOMBLY, HALL & HIRSON, LLP DOS Process Agent ATTN: PHIL KALBAN, ESQ, 521 FIFTH AVENUE, NEW YORK, NY, United States, 10175

Links between entities

Type:
Headquarter of
Company Number:
F92000000066
State:
FLORIDA

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0000312983
Phone:
212-766-0241

Latest Filings

Form type:
X-17A-5
File number:
008-24126
Filing date:
2024-08-28
File:
Form type:
FOCUSN
File number:
008-24126
Filing date:
2023-06-30
File:
Form type:
X-17A-5
File number:
008-24126
Filing date:
2023-06-30
File:
Form type:
FOCUSN
File number:
008-24126
Filing date:
2022-03-01
File:
Form type:
X-17A-5
File number:
008-24126
Filing date:
2022-03-01
File:

Form 5500 Series

Employer Identification Number (EIN):
132993714
Plan Year:
2023
Number Of Participants:
5
Sponsors Telephone Number:
Plan Year:
2022
Number Of Participants:
5
Sponsors Telephone Number:
Plan Year:
2021
Number Of Participants:
5
Sponsors Telephone Number:
Plan Year:
2020
Number Of Participants:
6
Sponsors Telephone Number:
Plan Year:
2019
Number Of Participants:
6
Sponsors Telephone Number:

History

Start date End date Type Value
2022-11-08 2022-11-08 Shares Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
1991-07-15 2011-09-06 Address ATTN: HENRY I. ROTHMAN, ESQ., 1211 AVENUE OF THE AMERICAS, NEW YORK, NY, 10036, USA (Type of address: Service of Process)
1979-08-13 2022-11-08 Shares Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
1979-08-13 1991-07-15 Address 405 PARK AVE., NEW YORK, NY, 10022, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
20200908039 2020-09-08 ASSUMED NAME LLC INITIAL FILING 2020-09-08
110906002363 2011-09-06 BIENNIAL STATEMENT 2011-08-01
090928002095 2009-09-28 BIENNIAL STATEMENT 2009-08-01
051014002134 2005-10-14 BIENNIAL STATEMENT 2005-08-01
030812002890 2003-08-12 BIENNIAL STATEMENT 2003-08-01

Trademarks Section

Serial Number:
77445878
Mark:
TRADING DIRECT
Status:
ABANDONED-FAILURE TO RESPOND OR LATE RESPONSE
Mark Type:
SERVICE MARK
Application Filing Date:
2008-04-11
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
TRADING DIRECT

Goods And Services

For:
Agencies for brokerage of securities trading in overseas securities markets and of transactions on commission of overseas market securities futures; Agencies in the field of bonds and other securities; Agencies or brokerage for trading of securities, securities index futures, securities options, and...
First Use:
1997-09-01
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
76086984
Mark:
TRADING DIRECT
Status:
ABANDONED-FAILURE TO RESPOND OR LATE RESPONSE
Mark Type:
SERVICE MARK
Application Filing Date:
2000-07-12
Mark Drawing Type:
Typeset: Word(s)/letter(s)/number(s)
Mark Literal Elements:
TRADING DIRECT

Goods And Services

For:
Stocks and bonds securities brokerage and trading services, including on-line, e-mail, facsimile and telephone services
First Use:
1997-09-01
International Classes:
042 - Primary Class
Class Status:
Active

Court Cases

Court Case Summary

Filing Date:
1989-01-04
Nature Of Judgment:
no monetary award
Jury Demand:
Missing
Nature Of Suit:
Civil (Rico)

Parties

Party Name:
KARRO
Party Role:
Plaintiff
Party Name:
YORK SECURITIES, INC.
Party Role:
Defendant

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Date of last update: 17 Mar 2025

Sources: New York Secretary of State