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MLC ASSET MANAGEMENT US LLC

Company Details

Name: MLC ASSET MANAGEMENT US LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 09 Apr 2021 (4 years ago)
Entity Number: 5985054
ZIP code: 10167
County: New York
Place of Formation: Delaware
Address: 245 PARK AVENUE, 28TH FLOOR, NEW YORK, NY, United States, 10167

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
MLC ASSET MANAGEMENT US LLC 401(K) PLAN 2023 863090824 2024-06-22 MLC ASSET MANAGEMENT US LLC 7
Three-digit plan number (PN) 001
Effective date of plan 2021-03-30
Business code 522110
Sponsor’s telephone number 6465997791
Plan sponsor’s address 1 ROCKEFELLER PLZ RM 1660, NEW YORK, NY, 10020

Signature of

Role Plan administrator
Date 2024-06-20
Name of individual signing KARLY GRIGGS
Role Employer/plan sponsor
Date 2024-06-21
Name of individual signing KARLY GRIGGS
MLC ASSET MANAGEMENT US LLC MONEY PURCHASE PENSION PLAN 2023 863090824 2024-09-20 MLC ASSET MANAGEMENT US LLC 9
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2021-03-30
Business code 522110
Sponsor’s telephone number 2129169500
Plan sponsor’s address ONE ROCKEFELLER PLAZA, SUITE 1660, NEW YORK, NY, 10020

Signature of

Role Plan administrator
Date 2024-09-20
Name of individual signing COREY MARTIN
Valid signature Filed with authorized/valid electronic signature
MLC ASSET MANAGEMENT US LLC 401(K) PLAN 2022 863090824 2023-07-02 MLC ASSET MANAGEMENT US LLC 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2021-03-30
Business code 522110
Sponsor’s telephone number 2129169500
Plan sponsor’s address ONE ROCKEFELLER PLAZA, SUITE 1660, NEW YORK, NY, 10020

Signature of

Role Plan administrator
Date 2023-07-02
Name of individual signing KARLY GRIGGS
MLC ASSET MANAGEMENT US LLC MONEY PURCHASE PENSION PLAN 2022 863090824 2023-07-02 MLC ASSET MANAGEMENT US LLC 5
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2021-03-30
Business code 522110
Sponsor’s telephone number 2129169500
Plan sponsor’s address ONE ROCKEFELLER PLAZA, SUITE 1660, NEW YORK, NY, 10020

Signature of

Role Plan administrator
Date 2023-07-02
Name of individual signing KARLY GRIGGS
MLC ASSET MANAGEMENT US LLC MONEY PURCHASE PENSION PLAN 2021 863090824 2022-10-06 MLC ASSET MANAGEMENT US LLC 4
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2021-03-30
Business code 522110
Sponsor’s telephone number 2129169500
Plan sponsor’s address 245 PARK AVENUE, 28TH FLOOR, NEW YORK, NY, 10167

Signature of

Role Plan administrator
Date 2022-10-06
Name of individual signing KARLY GRIGGS
Role Employer/plan sponsor
Date 2022-10-06
Name of individual signing JACKIE HANLY
MLC ASSET MANAGEMENT US LLC 401(K) PLAN 2021 863090824 2022-10-03 MLC ASSET MANAGEMENT US LLC 0
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2021-03-30
Business code 522110
Plan sponsor’s address 245 PARK AVENUE, 28TH FLOOR, NEW YORK, NY, 10167

Signature of

Role Plan administrator
Date 2022-09-19
Name of individual signing KARLY GRIGGS
Role Employer/plan sponsor
Date 2022-10-03
Name of individual signing JACKIE HANLY

DOS Process Agent

Name Role Address
MLC ASSET MANAGEMENT US LLC DOS Process Agent 245 PARK AVENUE, 28TH FLOOR, NEW YORK, NY, United States, 10167

History

Start date End date Type Value
2021-07-01 2023-06-19 Address 28TH FLOOR, 245 PARK AVENUE, NEW YORK, NY, 10167, USA (Type of address: Service of Process)
2021-04-09 2021-07-01 Address 28TH FLOOR, 245 PARK AVENUE, NEW YORK, NY, 10167, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
230619000143 2023-06-19 BIENNIAL STATEMENT 2023-04-01
210701002343 2021-07-01 CERTIFICATE OF PUBLICATION 2021-07-01
210409000071 2021-04-09 APPLICATION OF AUTHORITY 2021-04-09

Date of last update: 22 Mar 2025

Sources: New York Secretary of State