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  5. THE YUBA GROUP LLC

THE YUBA GROUP LLC

Company Details

Name: THE YUBA GROUP LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 19 Nov 2021 (3 years ago)
Entity Number: 6332587
ZIP code: 02421
County: New York
Place of Formation: Delaware
Foreign Legal Name: THE YUBA GROUP LLC
Activity Description: The Yuba Group provides financial advisory and consulting services to higher education and not-for-profit institutions on debt-related matters including rating strategies, tax-exempt and taxable debt issues. capital planning and on-going debt and swap portfolio management.
Address: 7 trotting horse drive, LEXINGTON, MA, United States, 02421

Contact Details

Phone +1 212-518-6166

Website http://www.yubagroup.com

Activities

#541611 Administrative Management and General Management Consulting Services

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
YUBA GROUP 401K 2014 272627120 2015-06-04 YUBA GROUP 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-06-01
Business code 541600
Sponsor’s telephone number 2125184618
Plan sponsor’s address 130 WEST 30TH STREET, LOFT 12C, NEW YORK, NY, 10001

Signature of
Role Plan administrator
Date 2015-06-04
Name of individual signing ROGER GOODMAN
YUBA GROUP 401K 2013 272627120 2014-05-28 YUBA GROUP 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-06-01
Business code 541600
Sponsor’s telephone number 2125184618
Plan sponsor’s address 130 WEST 30TH STREET, LOFT 12C, NEW YORK, NY, 10001

Signature of
Role Plan administrator
Date 2014-05-28
Name of individual signing ROGER GOODMAN
YUBA GROUP 401K 2012 272627120 2013-06-05 YUBA GROUP 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-06-01
Business code 541600
Sponsor’s telephone number 2125184618
Plan sponsor’s address 130 WEST 30TH STREET, LOFT 12C, NEW YORK, NY, 10001

Signature of
Role Plan administrator
Date 2013-06-05
Name of individual signing ROGER GOODMAN
YUBA GROUP 401K 2011 272627120 2012-07-16 YUBA GROUP 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-06-01
Business code 541600
Sponsor’s telephone number 2125184618
Plan sponsor’s address 130 WEST 30TH STREET, LOFT 12C, NEW YORK, NY, 10001

Plan administrator’s name and address
Administrator’s EIN 272627120
Plan administrator’s name YUBA GROUP
Plan administrator’s address 130 WEST 30TH STREET, LOFT 12C, NEW YORK, NY, 10001
Administrator’s telephone number 2125184618

Signature of
Role Plan administrator
Date 2012-07-16
Name of individual signing ROGER GOODMAN
YUBA GROUP 401K 2011 272627120 2012-07-02 YUBA GROUP 5
Three-digit plan number (PN) 001
Effective date of plan 2011-06-01
Business code 541600
Sponsor’s telephone number 2125184618
Plan sponsor’s address 130 WEST 30TH STREET, LOFT 12C, NEW YORK, NY, 10001

Plan administrator’s name and address
Administrator’s EIN 272627120
Plan administrator’s name YUBA GROUP
Plan administrator’s address 130 WEST 30TH STREET, LOFT 12C, NEW YORK, NY, 10001
Administrator’s telephone number 2125184618

Signature of
Role Plan administrator
Date 2012-07-02
Name of individual signing ROGER GOODMAN
YUBA GROUP 401K 2011 272627120 2012-06-08 YUBA GROUP 5
Three-digit plan number (PN) 001
Effective date of plan 2011-06-01
Business code 541600
Sponsor’s telephone number 2125184618
Plan sponsor’s address 130 WEST 30TH STREET, LOFT 12C, NEW YORK, NY, 10001

Plan administrator’s name and address
Administrator’s EIN 272627120
Plan administrator’s name YUBA GROUP
Plan administrator’s address 130 WEST 30TH STREET, LOFT 12C, NEW YORK, NY, 10001
Administrator’s telephone number 2125184618

Signature of
Role Plan administrator
Date 2012-06-08
Name of individual signing ROGER GOODMAN

DOS Process Agent

Name Role Address
THE YUBA GROUP LLC DOS Process Agent 7 trotting horse drive, LEXINGTON, MA, United States, 02421

History

Start date End date Type Value
2022-07-19 2023-11-20 Address 7 trotting horse drive, LEXINGTON, MA, 02421, USA (Type of address: Service of Process)
2021-11-20 2022-07-19 Address 7 trotting horse drive, LEXINGTON, MA, 02421, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
231120003190 2023-11-20 BIENNIAL STATEMENT 2023-11-01
220719000318 2022-01-27 CERTIFICATE OF PUBLICATION 2022-01-27
211120000049 2021-11-19 APPLICATION OF AUTHORITY 2021-11-19

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
8125437201 2020-04-28 0202 PPP 130 West 30th Street, #12C, New York, NY, 10001-0045
Loan Status Date 2021-04-13
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 193500
Loan Approval Amount (current) 187500
Undisbursed Amount 0
Franchise Name -
Lender Location ID 262380
Servicing Lender Name Leader Bank, National Association
Servicing Lender Address 180 Massachusetts Ave, ARLINGTON, MA, 02474-8448
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address New York, NEW YORK, NY, 10001-0045
Project Congressional District NY-12
Number of Employees 8
NAICS code 561450
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Limited Liability Company(LLC)
Originating Lender ID 262380
Originating Lender Name Leader Bank, National Association
Originating Lender Address ARLINGTON, MA
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 188530.94
Forgiveness Paid Date 2021-02-16
1689437706 2020-05-01 0202 PPP 105 E 9TH ST, NEW YORK, NY, 10003
Loan Status Date 2021-04-22
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 92392
Loan Approval Amount (current) 92392
Undisbursed Amount 0
Franchise Name -
Lender Location ID 48270
Servicing Lender Name JPMorgan Chase Bank, National Association
Servicing Lender Address 1111 Polaris Pkwy, COLUMBUS, OH, 43240-2031
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address NEW YORK, NEW YORK, NY, 10003-0001
Project Congressional District NY-10
Number of Employees 8
NAICS code 561450
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Limited Liability Company(LLC)
Originating Lender ID 194093
Originating Lender Name JPMorgan Chase Bank, National Association
Originating Lender Address CHICAGO, IL
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 93196.84
Forgiveness Paid Date 2021-03-18

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Date of last update: 31 Mar 2025

Sources: New York Secretary of State

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