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RAFFERTY ASSET MANAGEMENT, LLC

Headquarter

Company Details

Name: RAFFERTY ASSET MANAGEMENT, LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 02 Jun 2023 (2 years ago)
Entity Number: 6865495
ZIP code: 10019
County: New York
Place of Formation: Delaware
Foreign Legal Name: RAFFERTY ASSET MANAGEMENT, LLC
Address: 1301 avenue of the americas, 28th floor, NEW YORK, NY, United States, 10019

DOS Process Agent

Name Role Address
the llc DOS Process Agent 1301 avenue of the americas, 28th floor, NEW YORK, NY, United States, 10019

Links between entities

Type:
Headquarter of
Company Number:
M13000002571
State:
FLORIDA
Type:
Headquarter of
Company Number:
5cc95890-e467-ec11-91b6-00155d32b93a
State:
MINNESOTA

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0001389426
Phone:
646-572-3390

Latest Filings

Form type:
13F-HR
File number:
028-12221
Filing date:
2025-02-14
File:
Form type:
13F-HR
File number:
028-12221
Filing date:
2024-11-13
File:
Form type:
N-PX
File number:
028-12221
Filing date:
2024-09-03
File:
Form type:
13F-HR
File number:
028-12221
Filing date:
2024-08-13
File:
Form type:
13F-HR
File number:
028-12221
Filing date:
2024-05-13
File:

History

Start date End date Type Value
2023-06-02 2023-08-03 Address 1301 avenue of the americas, 28th floor, NEW YORK, NY, 10019, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
230803004079 2023-08-02 CERTIFICATE OF PUBLICATION 2023-08-02
230602000537 2023-06-02 APPLICATION OF AUTHORITY 2023-06-02

Trademarks Section

Serial Number:
86341659
Mark:
SOLVING FOR OUTCOMES
Status:
CANCELLED - SECTION 8
Mark Type:
SERVICE MARK
Application Filing Date:
2014-07-18
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
SOLVING FOR OUTCOMES

Goods And Services

For:
financial services, namely, mutual fund investment, management and exchange services
First Use:
2014-05-29
International Classes:
036 - Primary Class
Class Status:
Sec. 8 – Entire Registration
Serial Number:
86341657
Mark:
DIREXION INVESTMENTS
Status:
CANCELLED - SECTION 8
Mark Type:
SERVICE MARK
Application Filing Date:
2014-07-18
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
DIREXION INVESTMENTS

Goods And Services

For:
financial services, namely, mutual fund investment, management and exchange services
First Use:
2014-05-29
International Classes:
036 - Primary Class
Class Status:
Sec. 8 – Entire Registration
Serial Number:
78844135
Mark:
DIREXION FUNDS
Status:
REGISTERED AND RENEWED
Mark Type:
SERVICE MARK
Application Filing Date:
2006-03-23
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
DIREXION FUNDS

Goods And Services

For:
Financial services, namely, establishing mutual funds for others, mutual fund distribution, and mutual fund investment
First Use:
2006-10-03
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
78833806
Mark:
LEVINX FUNDS
Status:
ABANDONED - NO STATEMENT OF USE FILED
Mark Type:
SERVICE MARK
Application Filing Date:
2006-03-09
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
LEVINX FUNDS

Goods And Services

For:
Financial services, namely, establishing mutual funds for others, mutual fund distribution, and mutual fund investment
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
78833797
Mark:
LEVINDEX FUNDS
Status:
ABANDONED-FAILURE TO RESPOND OR LATE RESPONSE
Mark Type:
SERVICE MARK
Application Filing Date:
2006-03-09
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
LEVINDEX FUNDS

Goods And Services

For:
Financial services, namely, establishing mutual funds for others, mutual fund distribution, and mutual fund investment
International Classes:
036 - Primary Class
Class Status:
Active

Date of last update: 20 Mar 2025

Sources: New York Secretary of State