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VESTWELL HOLDINGS, INC.

Company Details

Name: VESTWELL HOLDINGS, INC.
Jurisdiction: New York
Legal type: FOREIGN DESIGNATION OF THE SECRETARY OF STATE
Status: Recorded
Date of registration: 27 Dec 2023 (a year ago)
Entity Number: 7234025
Place of Formation: New York
Foreign Legal Name: VESTWELL HOLDINGS, INC.

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
VESTWELL HOLDINGS, INC. 401(K) PLAN 2021 813062212 2022-10-11 VESTWELL HOLDINGS, INC. 84
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-08-15
Business code 523110
Sponsor’s telephone number 9179795358
Plan sponsor’s address 1410 BROADWAY FL 23, NEW YORK, NY, 10018

Signature of

Role Plan administrator
Date 2022-10-11
Name of individual signing ALLISON BRECHER
VESTWELL HOLDINGS, INC. 401(K) PLAN 2020 813062212 2021-10-08 VESTWELL HOLDINGS, INC. 82
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-08-15
Business code 523110
Sponsor’s telephone number 9179795358
Plan sponsor’s address 550 7TH AVENUE, 14TH FLOOR, NEW YORK, NY, 10018

Signature of

Role Plan administrator
Date 2021-10-08
Name of individual signing ALLISON BRECHER
VESTWELL HOLDINGS, INC. 401(K) PLAN 2019 813062212 2020-10-02 VESTWELL HOLDINGS, INC. 54
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-08-15
Business code 523110
Sponsor’s telephone number 9179795358
Plan sponsor’s address 550 7TH AVENUE, 14TH FLOOR, NEW YORK, NY, 10018

Signature of

Role Plan administrator
Date 2020-10-02
Name of individual signing CHRISTINA OWEN
VESTWELL HOLDINGS, INC. 401(K) PLAN 2018 813062212 2019-07-29 VESTWELL HOLDINGS, INC. 22
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-08-15
Business code 523110
Sponsor’s telephone number 6469021401
Plan sponsor’s address 215 W. 40TH ST., 9TH FLOOR, NEW YORK, NY, 10018

Signature of

Role Plan administrator
Date 2019-07-29
Name of individual signing CHRISTINA OWEN
VESTWELL HOLDINGS, INC. 401(K) PLAN 2017 813062212 2018-08-23 VESTWELL HOLDINGS, INC. 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-08-15
Business code 523110
Sponsor’s telephone number 6469021401
Plan sponsor’s address 215 W. 40TH ST., 9TH FLOOR, NEW YORK, NY, 10018

Plan administrator’s name and address

Administrator’s EIN 823719843
Plan administrator’s name ASCENSUS HOLDINGS INC. DBA AVINTUS
Plan administrator’s address 113 SEABOARD LANE, STE B150, FRANKLIN, TN, 37067
Administrator’s telephone number 6154677090

Signature of

Role Plan administrator
Date 2018-08-23
Name of individual signing VERONICA FRANKS
VESTWELL HOLDINGS, INC. 401(K) PLAN 2016 813062212 2017-10-12 VESTWELL HOLDINGS, INC. 0
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-08-15
Business code 523110
Sponsor’s telephone number 6469021401
Plan sponsor’s address 215 W. 40TH ST., 9TH FLOOR, NEW YORK, NY, 10018

Signature of

Role Plan administrator
Date 2017-10-12
Name of individual signing VERONICA FRANKS

Filings

Filing Number Date Filed Type Effective Date
240122001286 2023-12-27 CERTIFICATE OF DESIGNATION 2024-01-22

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
4142727209 2020-04-27 0202 PPP 550 7th Avenue 14th Floor, New York, NY, 10018
Loan Status Date 2021-04-21
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 1289000
Loan Approval Amount (current) 1289000
Undisbursed Amount 0
Franchise Name -
Lender Location ID 124336
Servicing Lender Name Blue Ridge Bank, National Association
Servicing Lender Address 1 E Market St Imperial Plaza, MARTINSVILLE, VA, 24112
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address New York, NEW YORK, NY, 10018-0001
Project Congressional District NY-12
Number of Employees 68
NAICS code 511210
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Corporation
Originating Lender ID 124336
Originating Lender Name Blue Ridge Bank, National Association
Originating Lender Address MARTINSVILLE, VA
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 1300923.25
Forgiveness Paid Date 2021-03-31

Date of last update: 03 Mar 2025

Sources: New York Secretary of State