| Name: | SUMITOMO MITSUI DS ASSET MANAGEMENT (USA) INC. |
| Jurisdiction: | New York |
| Legal type: | FOREIGN BUSINESS CORPORATION |
| Status: | Active |
| Date of registration: | 06 Oct 1981 (43 years ago) |
| Entity Number: | 726685 |
| ZIP code: | 10022 |
| County: | New York |
| Place of Formation: | Delaware |
| Address: | 300 PARK AVE., 16TH FLOOR, NEW YORK, NY, United States, 10022 |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SMD-AM USA 401(K) PLAN | 2023 | 133083382 | 2024-10-08 | SUMITOMO MITSUI DS ASSET MANAGEMENT (USA) | 11 | |||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||
| Role | Plan administrator |
| Date | 2024-10-08 |
| Name of individual signing | TOSHIHISA TAMAMURA |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2024-10-08 |
| Name of individual signing | HIROSHI MINAMI |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1991-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 2124183030 |
| Plan sponsor’s address | 300 PARK AVE, FL 16, NEW YORK, NY, 10022 |
Signature of
| Role | Plan administrator |
| Date | 2023-10-03 |
| Name of individual signing | HIROSHI MINAMI |
| Role | Employer/plan sponsor |
| Date | 2023-10-03 |
| Name of individual signing | HIROSHI MINAMI |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1991-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 2124183030 |
| Plan sponsor’s address | 300 PARK AVE, FL 16, NEW YORK, NY, 10022 |
Signature of
| Role | Plan administrator |
| Date | 2022-10-17 |
| Name of individual signing | HIROSHI MINAMI |
| Role | Employer/plan sponsor |
| Date | 2022-10-17 |
| Name of individual signing | HIROSHI MINAMI |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1991-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 2124183030 |
| Plan sponsor’s address | 300 PARK AVE, FL 16, NEW YORK, NY, 10022 |
Signature of
| Role | Plan administrator |
| Date | 2021-09-22 |
| Name of individual signing | TOSHIHISA TAMAMURA |
| Role | Employer/plan sponsor |
| Date | 2021-09-22 |
| Name of individual signing | TOSHIHISA TAMAMURA |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1991-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 2124183030 |
| Plan sponsor’s address | 300 PARK AVE, FL 16, NEW YORK, NY, 10022 |
Signature of
| Role | Plan administrator |
| Date | 2020-07-30 |
| Name of individual signing | HIROSHI MINAMI |
| Role | Employer/plan sponsor |
| Date | 2020-07-30 |
| Name of individual signing | HIROSHI MINAMI |
| Name | Role | Address |
|---|---|---|
| C T CORPORATION SYSTEM | Agent | 28 LIBERTY ST., NEW YORK, NY, 10005 |
| Name | Role | Address |
|---|---|---|
| SUMITOMO MITSUI DS ASSET MANAGEMENT (USA) INC. | DOS Process Agent | 300 PARK AVE., 16TH FLOOR, NEW YORK, NY, United States, 10022 |
| Name | Role | Address |
|---|---|---|
| MR. YUTAKA KOMIYAMA | Chief Executive Officer | 300 PARK AVE., 16TH FLOOR, NEW YORK, NY, United States, 10022 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2023-10-05 | 2023-10-05 | Address | 300 PARK AVE., 16TH FLOOR, NEW YORK, NY, 10022, USA (Type of address: Chief Executive Officer) |
| 2019-10-04 | 2023-10-05 | Address | 300 PARK AVE., 16TH FLOOR, NEW YORK, NY, 10022, USA (Type of address: Chief Executive Officer) |
| 2019-07-26 | 2023-10-05 | Address | 300 PARK AVE., 16TH FLOOR, NEW YORK, NY, 10022, USA (Type of address: Service of Process) |
| 2019-01-28 | 2023-10-05 | Address | 28 LIBERTY ST., NEW YORK, NY, 10005, USA (Type of address: Registered Agent) |
| 2015-10-05 | 2019-10-04 | Address | 32 OLD SLIP 11TH FLR, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer) |
| 2013-08-09 | 2019-10-04 | Address | 32 OLD SLIP 11TH FLR, NEW YORK, NY, 10005, USA (Type of address: Principal Executive Office) |
| 2013-08-09 | 2015-10-05 | Address | 32 OLD SLIP 11TH FLR, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer) |
| 2013-08-09 | 2019-07-26 | Address | 32 OLD SLIP 11TH FLR, NEW YORK, NY, 10005, USA (Type of address: Service of Process) |
| 2001-09-24 | 2013-08-09 | Address | 380 MADISON AVE, 23RD FL, NEW YORK, NY, 10017, 2513, USA (Type of address: Service of Process) |
| 2001-09-24 | 2013-08-09 | Address | 380 MADISON AVE, 23RD FL, NEW YORK, NY, 10017, 2513, USA (Type of address: Chief Executive Officer) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 231005003755 | 2023-10-05 | BIENNIAL STATEMENT | 2023-10-01 |
| 211008000591 | 2021-10-08 | BIENNIAL STATEMENT | 2021-10-08 |
| 191004060634 | 2019-10-04 | BIENNIAL STATEMENT | 2019-10-01 |
| 190802000300 | 2019-08-02 | CERTIFICATE OF AMENDMENT | 2019-08-02 |
| 190726000278 | 2019-07-26 | CERTIFICATE OF MERGER | 2019-08-01 |
| SR-11127 | 2019-01-28 | CERTIFICATE OF CHANGE (BY AGENT) | 2019-01-28 |
| 171012006214 | 2017-10-12 | BIENNIAL STATEMENT | 2017-10-01 |
| 151005006163 | 2015-10-05 | BIENNIAL STATEMENT | 2015-10-01 |
| 131029006078 | 2013-10-29 | BIENNIAL STATEMENT | 2013-10-01 |
| 130809002323 | 2013-08-09 | BIENNIAL STATEMENT | 2011-10-01 |
Date of last update: 07 Jan 2025
Sources: New York Secretary of State
