HORIZON KINETICS LLC

Company Details

Name:	HORIZON KINETICS LLC
Jurisdiction:	New York
Legal type:	UNAUTHORIZED FOREIGN LIMITED LIABILITY COMPANY
Status:	Active
Entity Number:	7361945
ZIP code:	10016
Address:	470 park avenue south, NEW YORK, NY, United States, 10016

Plan Name

Plan Year

EIN/PN

Received

Sponsor

Total number of participants

HORIZON KINETICS LLC 401(K) PLAN

2012

450642972

2013-07-02

HORIZON KINETICS LLC

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2011-10-03
Business code	523900
Sponsor’s telephone number	6464957333
Plan sponsor’s mailing address	470 PARK AVENUE SOUTH, FOURTH FLOOR SOUTH, NEW YORK, NY, 10016
Plan sponsor’s address	470 PARK AVENUE SOUTH, FOURTH FLOOR SOUTH, NEW YORK, NY, 10016

Plan administrator’s name and address

Administrator’s EIN	450642972
Plan administrator’s name	HORIZON KINETICS LLC
Plan administrator’s address	470 PARK AVENUE SOUTH, FOURTH FLOOR SOUTH, NEW YORK, NY, 10016
Administrator’s telephone number	6464957333

Number of participants as of the end of the plan year

Active participants	83
Retired or separated participants receiving benefits	0
Other retired or separated participants entitled to future benefits	4
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits	0
Number of participants with account balances as of the end of the plan year	54
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	0

Signature of

Role	Plan administrator
Date	2013-07-02
Name of individual signing	LINDA COLLINS
Valid signature	Filed with authorized/valid electronic signature

HORIZON KINETICS LLC 401(K) PLAN

2011

450642972

2012-04-23

HORIZON KINETICS LLC

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2011-10-03
Business code	523900
Sponsor’s telephone number	6464957333
Plan sponsor’s mailing address	470 PARK AVENUE SOUTH, FOURTH FLOOR SOUTH, NEW YORK, NY, 10016
Plan sponsor’s address	470 PARK AVENUE SOUTH, FOURTH FLOOR SOUTH, NEW YORK, NY, 10016

Plan administrator’s name and address

Administrator’s EIN	450642972
Plan administrator’s name	HORIZON KINETICS LLC
Plan administrator’s address	470 PARK AVENUE SOUTH, FOURTH FLOOR SOUTH, NEW YORK, NY, 10016
Administrator’s telephone number	6464957333

Number of participants as of the end of the plan year

Active participants	84
Retired or separated participants receiving benefits	0
Other retired or separated participants entitled to future benefits	0
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits	0
Number of participants with account balances as of the end of the plan year	40
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	0

Signature of

Role	Plan administrator
Date	2012-04-23
Name of individual signing	LINDA COLLINS
Valid signature	Filed with authorized/valid electronic signature

Name	Role	Address
the llc	DOS Process Agent	470 park avenue south, NEW YORK, NY, United States, 10016

Filing Number	Date Filed	Type	Effective Date
240627003263	2024-06-27	CERTIFICATE OF MERGER	2024-07-01

Date of last update: 02 Mar 2025