CASCADES INC.

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1998-11-01
Business code	221100
Plan sponsor’s mailing address	148 HUDSON RIVER ROAD, WATERFORD, NY, 12188
Plan sponsor’s address	148 HUDSON RIVER ROAD, WATERFORD, NY, 12188

Number of participants as of the end of the plan year

Active participants	0
Retired or separated participants receiving benefits	0
Other retired or separated participants entitled to future benefits	0
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits	0
Number of participants with account balances as of the end of the plan year	0
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	0

Signature of

Role	Plan administrator
Date	2013-03-12
Name of individual signing	KEITH BEHRENS
Valid signature	Filed with authorized/valid electronic signature

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1998-11-01
Business code	221100
Sponsor’s telephone number	8193635178
Plan sponsor’s mailing address	148 HUDSON RIVER ROAD, WATERFORD, NY, 12188
Plan sponsor’s address	148 HUDSON RIVER ROAD, WATERFORD, NY, 12188

Plan administrator’s name and address

Administrator’s EIN	680592968
Plan administrator’s name	CASCADES
Plan administrator’s address	148 HUDSON RIVER ROAD, WATERFORD, NY, 12188
Administrator’s telephone number	8193635178

Number of participants as of the end of the plan year

Active participants	115
Retired or separated participants receiving benefits	0
Other retired or separated participants entitled to future benefits	38
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits	1
Number of participants with account balances as of the end of the plan year	151
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	8

Signature of

Role	Plan administrator
Date	2012-10-11
Name of individual signing	SONIA TURCOTTE
Valid signature	Filed with authorized/valid electronic signature

Inspection Type	Complaint
Scope	Partial
Safety/Health	Health
Close Conference	2011-07-26
Case Closed	2013-07-05

Related Activity

Type	Complaint
Activity Nr	207405341

Violation Items

Citation ID	01001A
Citaton Type	Serious
Standard Cited	19101001 J02 I
Issuance Date	2011-07-26
Abatement Due Date	2011-08-29
Current Penalty	3825.0
Initial Penalty	3825.0
Contest Date	2011-08-19
Final Order	2012-02-24
Nr Instances	1
Nr Exposed	4
Gravity	05
Citation ID	01001B
Citaton Type	Serious
Standard Cited	19101001 J04 I
Issuance Date	2011-07-26
Abatement Due Date	2011-08-29
Contest Date	2011-08-19
Final Order	2012-02-24
Nr Instances	1
Nr Exposed	4
Gravity	05

Circuit	Second Circuit
Origin	removed (began in the state court, removed to the district court)
Jurisdiction	diversity of citizenship
Jury Demand	Both plaintiff and defendant demand jury
Demanded Amount	> 10000$
Termination Class Action	Missing
Procedural Progress	judgement on motion
Nature Of Judgment	no monetary award
Judgement	defendant
Arbitration On Termination	Missing
Office	1
Filing Date	2012-09-06
Termination Date	2014-08-08
Date Issue Joined	2013-03-14
Section	1332
Sub Section	BC
Status	Terminated

Parties

Name	EXPERIS FINANCE US, LLC
Role	Defendant
Name	CASCADES INC.
Role	Plaintiff

Circuit	Second Circuit
Origin	original proceeding
Jurisdiction	diversity of citizenship
Jury Demand	Missing
Demanded Amount	0
Termination Class Action	Missing
Procedural Progress	pretrial conference held
Nature Of Judgment	Missing
Judgement	missing
Arbitration On Termination	Missing
Office	1
Filing Date	2004-10-28
Termination Date	2007-05-24
Date Issue Joined	2004-12-06
Pretrial Conference Date	2005-08-24
Section	1441
Sub Section	BC
Status	Terminated

Parties

Name	SERVICECORE, INC.
Role	Plaintiff
Name	CASCADES INC.
Role	Defendant