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AMERIPRISE FINANCIAL SERVICES, LLC

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Company Details

Name: AMERIPRISE FINANCIAL SERVICES, LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 09 Aug 2024 (a year ago)
Entity Number: 7396991
ZIP code: 10005
County: New York
Place of Formation: Delaware
Foreign Legal Name: AMERIPRISE FINANCIAL SERVICES, LLC
Address: 28 LIBERTY STREET, NEW YORK, NY, United States, 10005

Agent

Name Role Address
C T CORPORATION SYSTEM Agent 28 LIBERTY STREET, NEW YORK, NY, 10005

DOS Process Agent

Name Role Address
c/o C T CORPORATION SYSTEM DOS Process Agent 28 LIBERTY STREET, NEW YORK, NY, United States, 10005

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0001543099
Phone:
612-671-3131

Latest Filings

Form type:
13F-NT
File number:
028-14918
Filing date:
2025-05-14
File:
Form type:
13F-NT
File number:
028-14918
Filing date:
2025-02-14
File:
Form type:
13F-NT
File number:
028-14918
Filing date:
2024-11-14
File:
Form type:
N-PX
File number:
028-14918
Filing date:
2024-09-03
File:
Form type:
13F-NT
File number:
028-14918
Filing date:
2024-08-14
File:

History

Start date End date Type Value
2024-08-14 2024-10-24 Address 28 LIBERTY STREET, NEW YORK, NY, 10005, USA (Type of address: Registered Agent)
2024-08-14 2024-10-24 Address 28 LIBERTY STREET, NEW YORK, NY, 10005, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
241024000071 2024-10-23 CERTIFICATE OF PUBLICATION 2024-10-23
240814001585 2024-08-09 APPLICATION OF AUTHORITY 2024-08-09

Court Cases

Court Case Summary

Filing Date:
2025-03-28
Status:
Pending
Nature Of Judgment:
Missing
Jury Demand:
Neither plaintiff nor defendant demands jury
Nature Of Suit:
Arbitration

Parties

Party Name:
BONEVENTO
Party Role:
Plaintiff
Party Name:
AMERIPRISE FINANCIAL SERVICES, LLC
Party Role:
Defendant

Court Case Summary

Filing Date:
2019-08-20
Status:
Terminated
Nature Of Judgment:
no monetary award
Jury Demand:
Neither plaintiff nor defendant demands jury
Nature Of Suit:
Arbitration

Parties

Party Name:
AMERIPRISE FINANCIAL SERVICES, LLC
Party Role:
Plaintiff
Party Name:
Party Role:
Defendant

Court Case Summary

Filing Date:
2019-03-05
Status:
Terminated
Nature Of Judgment:
no monetary award
Jury Demand:
Neither plaintiff nor defendant demands jury
Nature Of Suit:
Franchise

Parties

Party Name:
TARULLI
Party Role:
Plaintiff
Party Name:
AMERIPRISE FINANCIAL SERVICES, LLC
Party Role:
Defendant

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Date of last update: 19 Mar 2025

Sources: New York Secretary of State