|
BARTLE BOGLE HEGARTY PROFIT SHARING 401(K) PLAN
|
2012
|
134020245
|
2013-10-15
|
BARTLE BOGLE HEGARTY LLC
|
187
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2000-08-01
|
| Business code |
541800
|
| Sponsor’s telephone number |
2128126600
|
| Plan sponsor’s mailing address |
32 AVENUE OF THE AMERICAS,19TH FLOO, NEW YORK, NY, 10013
|
| Plan sponsor’s
address |
32 AVENUE OF THE AMERICAS,19TH FLOO, NEW YORK, NY, 10013
|
Plan administrator’s name and address
| Administrator’s EIN |
134020245 |
| Plan administrator’s name |
BARTLE BOGLE HEGARTY LLC |
| Plan administrator’s
address |
32 AVENUE OF THE AMERICAS,19TH FLOO, NEW YORK, NY, 10013 |
| Administrator’s telephone number |
2128126600 |
Number of participants as of the end of the plan year
| Active participants |
0 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
0 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2013-10-15 |
| Name of individual signing |
LEANDREW TABB |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
BARTLE BOGLE HEGARTY PROFIT SHARING 401(K) PLAN
|
2011
|
134020245
|
2012-10-15
|
BARTLE BOGLE HEGARTY LLC
|
227
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2000-08-01
|
| Business code |
541800
|
| Sponsor’s telephone number |
2128126600
|
| Plan sponsor’s mailing address |
32 AVENUE OF THE AMERICAS,19TH FLOO, NEW YORK, NY, 10013
|
| Plan sponsor’s
address |
32 AVENUE OF THE AMERICAS,19TH FLOO, NEW YORK, NY, 10013
|
Plan administrator’s name and address
| Administrator’s EIN |
134020245 |
| Plan administrator’s name |
BARTLE BOGLE HEGARTY LLC |
| Plan administrator’s
address |
32 AVENUE OF THE AMERICAS,19TH FLOO, NEW YORK, NY, 10013 |
| Administrator’s telephone number |
2128126600 |
Number of participants as of the end of the plan year
| Active participants |
153 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
70 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
160 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
11 |
Signature of
| Role |
Plan administrator |
| Date |
2012-10-15 |
| Name of individual signing |
SUZANNE KUCERA |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
BARTLE BOGLE HEGARTY PROFIT SHARING 401(K) PLAN
|
2010
|
134020245
|
2011-10-14
|
BARTLE BOGLE HEGARTY LLC
|
219
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2000-08-01
|
| Business code |
541800
|
| Sponsor’s telephone number |
2128126600
|
| Plan sponsor’s mailing address |
32 AVENUE OF THE AMERICAS,19TH FLOO, NEW YORK, NY, 10013
|
| Plan sponsor’s
address |
32 AVENUE OF THE AMERICAS,19TH FLOO, NEW YORK, NY, 10013
|
Plan administrator’s name and address
| Administrator’s EIN |
134020245 |
| Plan administrator’s name |
BARTLE BOGLE HEGARTY LLC |
| Plan administrator’s
address |
32 AVENUE OF THE AMERICAS,19TH FLOO, NEW YORK, NY, 10013 |
| Administrator’s telephone number |
2128126600 |
Number of participants as of the end of the plan year
| Active participants |
160 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
67 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
135 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
13 |
Signature of
| Role |
Plan administrator |
| Date |
2011-10-14 |
| Name of individual signing |
SUZANNE KUCERA |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
BARTLE BOGLE HEGARTY PROFIT SHARING 401(K) PLAN
|
2009
|
134020245
|
2010-10-13
|
BARTLE BOGLE HEGARTY LLC
|
230
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2000-08-01
|
| Business code |
541800
|
| Sponsor’s telephone number |
2128126600
|
| Plan sponsor’s mailing address |
32 AVENUE OF THE AMERICAS,19TH FLOO, NEW YORK, NY, 10013
|
| Plan sponsor’s
address |
32 AVENUE OF THE AMERICAS,19TH FLOO, NEW YORK, NY, 10013
|
Plan administrator’s name and address
| Administrator’s EIN |
134020245 |
| Plan administrator’s name |
BARTLE BOGLE HEGARTY LLC |
| Plan administrator’s
address |
32 AVENUE OF THE AMERICAS,19TH FLOO, NEW YORK, NY, 10013 |
| Administrator’s telephone number |
2128126600 |
Number of participants as of the end of the plan year
| Active participants |
150 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
69 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
146 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
25 |
Signature of
| Role |
Plan administrator |
| Date |
2010-10-13 |
| Name of individual signing |
SUZANNE KUCERA |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
