CONTINENTAL BROKER-DEALER CORP.

DOS Process Agent

Name	Role
PROCESS ADDRESSEE RESIGNED	DOS Process Agent

Chief Executive Officer

Name	Role	Address
THOMAS TIERNAN	Chief Executive Officer	ONE OLD COUNTRY RD, CARLE PLACE, NY, United States, 11514

Links between entities

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

Latest Filings

History

Start date	End date	Type	Value
2002-07-05	2005-11-22	Address	ONE EXCHANGE PLAZA SUITE 1600, 55 BROADWAY, NEW YORK, NY, 10006, USA (Type of address: Service of Process)
2000-11-09	2002-11-05	Address	ONE OLD COUNTRY ROAD, 5TH FLOOR, CARLE PLACE, NY, 11514, USA (Type of address: Chief Executive Officer)
1998-12-07	2002-07-05	Address	2975 WESTCHESTER AVE, PURCHASE, NY, 10577, USA (Type of address: Service of Process)
1998-08-03	2000-11-09	Address	ONE OLD COUNTRY RD, CARLE PLACE, NY, 11514, USA (Type of address: Chief Executive Officer)
1998-08-03	1998-12-07	Address	2975 WESTCHESTER AVE, PURCHASE, NY, 10577, USA (Type of address: Service of Process)

Filings

Filing Number	Date Filed	Type	Effective Date
051122000936	2005-11-22	CERTIFICATE OF RESIGNATION OF RECEIPT OF PROCESS	2005-11-22
021105002614	2002-11-05	BIENNIAL STATEMENT	2002-11-01
020705000082	2002-07-05	CERTIFICATE OF CHANGE	2002-07-05
001109002014	2000-11-09	BIENNIAL STATEMENT	2000-11-01
981207002154	1998-12-07	BIENNIAL STATEMENT	1998-11-01

Court Cases

Court Case Summary

Parties