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FIRST EMPIRE SECURITIES, INC.

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Company Details

Name: FIRST EMPIRE SECURITIES, INC.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 03 Apr 1984 (41 years ago)
Entity Number: 906434
ZIP code: 10005
County: Suffolk
Place of Formation: New York
Address: 28 LIBERTY ST., NEW YORK, MO, United States, 10005
Principal Address: 100 MOTOR PARKWAY, 2ND FLOOR, HAUPPAUGE, NY, United States, 11788

Shares Details

Shares issued 1000

Share Par Value 0

Type NO PAR VALUE

Chief Executive Officer

Name Role Address
ERIC NEEDLEMAN Chief Executive Officer 501 N. BROADWAY AVE, ST. LOUIS, MO, United States, 63102

DOS Process Agent

Name Role Address
CT CORPORATION SYSTEM DOS Process Agent 28 LIBERTY ST., NEW YORK, MO, United States, 10005

Links between entities

Type:
Headquarter of
Company Number:
undefined604145854
State:
WASHINGTON
Type:
Headquarter of
Company Number:
000-366-768
State:
Alabama
Type:
Headquarter of
Company Number:
6341cc6b-add4-e011-a886-001ec94ffe7f
State:
MINNESOTA
Type:
Headquarter of
Company Number:
0744658
State:
KENTUCKY
Type:
Headquarter of
Company Number:
P34796
State:
FLORIDA
Type:
Headquarter of
Company Number:
CORP_68577845
State:
ILLINOIS

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0000744360
Phone:
631-979-0097

Latest Filings

Form type:
FOCUSN
File number:
008-31701
Filing date:
2019-03-01
File:
Form type:
X-17A-5
File number:
008-31701
Filing date:
2019-03-01
File:
Form type:
MA-W
File number:
867-01916
Filing date:
2018-07-03
File:
Form type:
MA-I/A
File number:
868-05024
Filing date:
2018-07-03
File:
Form type:
MA-I/A
File number:
868-05024
Filing date:
2018-05-30
File:

Legal Entity Identifier

LEI Number:
2549007JB2ZXWUZLBB10

Registration Details:

Initial Registration Date:
2017-10-31
Next Renewal Date:
2020-09-13
Registration Status:
RETIRED
Validation Source:
FULLY_CORROBORATED

History

Start date End date Type Value
2014-04-17 2020-04-17 Address 100 MOTOR PKWY, 2ND FLOOR, HAUPPAUGE, NY, 11788, USA (Type of address: Service of Process)
2006-04-28 2014-04-17 Address 100 MOTOR PKWY, HAUPPAUGE, NY, 11788, USA (Type of address: Service of Process)
2004-05-05 2020-04-17 Address 100 MOTOR PARKWAY, HAUPPAUGE, NY, 11788, 3000, USA (Type of address: Chief Executive Officer)
2004-05-05 2014-04-17 Address 100 MOTOR PARKWAY, HAUPPAUGE, NY, 11788, 3000, USA (Type of address: Principal Executive Office)
2000-04-21 2004-05-05 Address 1393 VETERANS MEMORIAL HIGHWAY, HAUPPAUGE, NY, 11788, 3000, USA (Type of address: Chief Executive Officer)

Filings

Filing Number Date Filed Type Effective Date
200417060393 2020-04-17 BIENNIAL STATEMENT 2020-04-01
180412006095 2018-04-12 BIENNIAL STATEMENT 2018-04-01
160401006687 2016-04-01 BIENNIAL STATEMENT 2016-04-01
140417006118 2014-04-17 BIENNIAL STATEMENT 2014-04-01
120607002214 2012-06-07 BIENNIAL STATEMENT 2012-04-01

Court Cases

Court Case Summary

Filing Date:
2002-09-03
Status:
Terminated
Nature Of Judgment:
Missing
Jury Demand:
Missing
Nature Of Suit:
Other Contract Actions

Parties

Party Name:
Party Role:
Plaintiff
Party Name:
FIRST EMPIRE SECURITIES, INC.
Party Role:
Defendant

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Date of last update: 17 Mar 2025

Sources: New York Secretary of State