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  5. VONTOBEL ASSET MANAGEMENT, INC.

VONTOBEL ASSET MANAGEMENT, INC.

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Company Details

Name: VONTOBEL ASSET MANAGEMENT, INC.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 14 May 1984 (41 years ago)
Entity Number: 916278
ZIP code: 10036
County: New York
Place of Formation: New York
Address: 66 HUDSON BOULEVARD, 34TH FLOOR, Suite 3401, New York, NY, United States, 10036
Principal Address: 66 HUDSON BOULEVARD, 34TH FLOOR, Suite 3401, NEW YORK, NY, United States, 10001

Contact Details

Phone +1 212-415-9351

Shares Details

Shares issued 20000

Share Par Value 1

Type PAR VALUE

DOS Process Agent

Name Role Address
VONTOBEL ASSET MANAGEMENT, INC. DOS Process Agent 66 HUDSON BOULEVARD, 34TH FLOOR, Suite 3401, New York, NY, United States, 10036

Chief Executive Officer

Name Role Address
MELISSA DEMCSIK, CHIEF EXECUTIVE OFFICER Chief Executive Officer 66 HUDSON BOULEVARD, 34TH FLOOR, SUITE 3401, NEW YORK, NY, United States, 10001

Agent

Name Role Address
C T CORPORATION SYSTEM Agent 28 LIBERTY ST., NEW YORK, NY, 10005

Links between entities

Type:
Headquarter of
Company Number:
F19000001082
State:
FLORIDA
FLORIDA profile:
VONTOBEL ASSET MANAGEMENT, INC. (FL)

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0000928633
Phone:
212-415-7000
EDGAR Link:
View company profile on EDGAR website

Latest Filings

Form type:
13F-NT
File number:
028-04490
Filing date:
2025-04-28
File:
View File
Form type:
13F-NT
File number:
028-04490
Filing date:
2025-01-30
File:
View File
Form type:
13F-NT
File number:
028-04490
Filing date:
2024-10-16
File:
View File
Form type:
N-PX
File number:
028-04490
Filing date:
2024-08-23
File:
View File
Form type:
13F-NT
File number:
028-04490
Filing date:
2024-08-13
File:
View File

Legal Entity Identifier

LEI Number:
529900PRE50EJ9PW6187

Registration Details:

Initial Registration Date:
2017-06-14
Next Renewal Date:
2025-06-24
Registration Status:
ISSUED
Validation Source:
FULLY_CORROBORATED

Form 5500 Series

Employer Identification Number (EIN):
133223264
Plan Year:
2023
Number Of Participants:
114
Sponsors Telephone Number:
2128049320
File:
View File
Plan Year:
2022
Number Of Participants:
114
Sponsors Telephone Number:
2128049320
File:
View File
Plan Year:
2021
Number Of Participants:
112
Sponsors Telephone Number:
2128049320
File:
View File
Plan Year:
2020
Number Of Participants:
109
Sponsors Telephone Number:
2124157052
File:
View File
Plan Year:
2019
Number Of Participants:
97
Sponsors Telephone Number:
2124157052
File:
View File

History

Start date End date Type Value
2024-05-01 2024-05-01 Address 66 HUDSON BOULEVARD, 34TH FLOOR, NEW YORK, NY, 10001, USA (Type of address: Chief Executive Officer)
2024-05-01 2024-05-01 Address 66 HUDSON BOULEVARD, 34TH FLOOR, SUITE 3401, NEW YORK, NY, 10001, USA (Type of address: Chief Executive Officer)
2024-05-01 2024-05-01 Address 1540 BROADWAY, 38TH FLOOR, NEW YORK, NY, 10036, USA (Type of address: Chief Executive Officer)
2024-03-12 2024-05-01 Shares Share type: PAR VALUE, Number of shares: 20000, Par value: 1
2024-01-29 2024-05-01 Address 66 HUDSON BOULEVARD, 34TH FLOOR, NEW YORK, NY, 10001, USA (Type of address: Chief Executive Officer)

Filings

Filing Number Date Filed Type Effective Date
240501035750 2024-05-01 BIENNIAL STATEMENT 2024-05-01
240129002930 2024-01-29 CERTIFICATE OF CHANGE BY ENTITY 2024-01-29
240126000119 2024-01-25 AMENDMENT TO BIENNIAL STATEMENT 2024-01-25
230525001429 2023-05-25 AMENDMENT TO BIENNIAL STATEMENT 2023-05-25
220715002304 2022-07-15 BIENNIAL STATEMENT 2022-05-01

Trademarks Section

Serial Number:
87662173
Mark:
VONTOBEL QUALITY INCOME
Status:
ABANDONED - NO STATEMENT OF USE FILED
Mark Type:
TRADEMARK, SERVICE MARK
Application Filing Date:
2017-10-27
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
VONTOBEL QUALITY INCOME
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
Downloadable electronic publications, namely, newsletters, white papers, commentaries, and fact sheets in the fields of financial portfolio management, financial services, asset management services, investment management, and global equity investments
International Classes:
009 - Primary Class
Class Status:
Active
For:
Printed publications, namely, newsletters, white papers, commentaries, and fact sheets in the fields of financial portfolio management, financial services, asset management services, investment management, and global equity investments
International Classes:
016 - Primary Class
Class Status:
Active
For:
Financial portfolio management services; financial services, namely, asset management services, investment management services, advisory mutual fund services, and global equity investment services
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
87662165
Mark:
VONTOBEL QUALITY GROWTH BOUTIQUE
Status:
ABANDONED - NO STATEMENT OF USE FILED
Mark Type:
TRADEMARK, SERVICE MARK
Application Filing Date:
2017-10-27
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
VONTOBEL QUALITY GROWTH BOUTIQUE
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
Downloadable electronic publications, namely, newsletters, white papers, commentaries, and fact sheets in the fields of financial portfolio management, financial services, asset management services, investment management, and global equity investments
International Classes:
009 - Primary Class
Class Status:
Active
For:
Printed publications, namely, newsletters, white papers, commentaries, and fact sheets in the fields of financial portfolio management, financial services, asset management services, investment management, and global equity investments
International Classes:
016 - Primary Class
Class Status:
Active
For:
Financial portfolio management services; financial services, namely, asset management services, investment management services, advisory mutual fund services, and global equity investment services
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
87661411
Mark:
VONTOBEL QUALITY GROWTH
Status:
ABANDONED - NO STATEMENT OF USE FILED
Mark Type:
TRADEMARK, SERVICE MARK
Application Filing Date:
2017-10-26
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
VONTOBEL QUALITY GROWTH
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
Downloadable electronic publications, namely, newsletters, white papers, commentaries, and fact sheets in the fields of financial portfolio management, financial services, asset management services, investment management, and global equity investments
International Classes:
009 - Primary Class
Class Status:
Active
For:
Printed publications, namely, newsletters, white papers, commentaries, and fact sheets in the fields of financial portfolio management, financial services, asset management services, investment management, and global equity investments
International Classes:
016 - Primary Class
Class Status:
Active
For:
Financial portfolio management services; financial services, namely, asset management services, investment management services, advisory mutual fund services, and global equity investment services
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
87030712
Mark:
VONTOBEL QUALITY GROWTH BOUTIQUE
Status:
ABANDONED - NO STATEMENT OF USE FILED
Mark Type:
TRADEMARK, SERVICE MARK
Application Filing Date:
2016-05-10
Mark Drawing Type:
Illustration: Drawing or design which also includes word(s)/letter(s)/number(s)
Mark Literal Elements:
VONTOBEL QUALITY GROWTH BOUTIQUE
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
Downloadable electronic publications, namely, newsletters, white papers, commentaries, and fact sheets in the fields of financial portfolio management, financial services, asset management services, investment management, and global equity investments
International Classes:
009 - Primary Class
Class Status:
Active
For:
Printed publications, namely, newsletters, white papers, commentaries, and fact sheets in the fields of financial portfolio management, financial services, asset management services, investment management, and global equity investments
International Classes:
016 - Primary Class
Class Status:
Active
For:
Financial portfolio management services; financial services, namely, asset management services, investment management services, advisory mutual fund services, and global equity investment services
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
87030707
Mark:
VONTOBEL QUALITY GROWTH
Status:
ABANDONED - NO STATEMENT OF USE FILED
Mark Type:
TRADEMARK, SERVICE MARK
Application Filing Date:
2016-05-10
Mark Drawing Type:
Illustration: Drawing or design which also includes word(s)/letter(s)/number(s)
Mark Literal Elements:
VONTOBEL QUALITY GROWTH
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
Downloadable electronic publications, namely, newsletters, white papers, commentaries, and fact sheets in the fields of financial portfolio management, financial services, asset management services, investment management, and global equity investments
International Classes:
009 - Primary Class
Class Status:
Active
For:
Printed publications, namely, newsletters, white papers, commentaries, and fact sheets in the fields of financial portfolio management, financial services, asset management services, investment management, and global equity investments
International Classes:
016 - Primary Class
Class Status:
Active
For:
Financial portfolio management services; financial services, namely, asset management services, investment management services, advisory mutual fund services, and global equity investment services
International Classes:
036 - Primary Class
Class Status:
Active

Court Cases

Court Case Summary

Filing Date:
2019-05-07
Status:
Terminated
Nature Of Judgment:
no monetary award
Jury Demand:
Neither plaintiff nor defendant demands jury
Nature Of Suit:
Bankruptcy Appeals Rule 28 USC 158

Parties

Party Name:
FAIRFIELD SENTRY LIMITE,
Party Role:
Plaintiff
Party Name:
VONTOBEL ASSET MANAGEMENT, INC.
Party Role:
Defendant

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Date of last update: 17 Mar 2025

Sources: New York Secretary of State

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