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  5. STONERIDGE ADVISORS, LLC

STONERIDGE ADVISORS, LLC

Company Details

Name: STONERIDGE ADVISORS, LLC
Jurisdiction: New York
Legal type: DOMESTIC LIMITED LIABILITY COMPANY
Status: Inactive
Date of registration: 23 Feb 2006 (19 years ago)
Date of dissolution: 11 Jan 2022
Entity Number: 3324246
ZIP code: 10024
County: New York
Place of Formation: New York
Address: 72 WEST 85TH STREET, NEW YORK, NY, United States, 10024

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
STONERIDGE ADVISORS, LLC 401(K) PLAN 2020 043846761 2021-03-17 STONERIDGE ADVISORS, LLC 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 523900
Sponsor’s telephone number 2126266796
Plan sponsor’s address 1120 AVENUE OF THE AMERICAS, 4TH FL, NEW YORK, NY, 10024

Signature of
Role Plan administrator
Date 2021-03-17
Name of individual signing DOUGLAS TEGEN
STONERIDGE ADVISORS, LLC 401(K) PLAN 2019 043846761 2020-09-16 STONERIDGE ADVISORS, LLC 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 523900
Sponsor’s telephone number 2126266796
Plan sponsor’s address 1120 AVENUE OF THE AMERICAS, 4TH FL, NEW YORK, NY, 10024

Signature of
Role Plan administrator
Date 2020-09-16
Name of individual signing DOUGLAS TEGEN
STONERIDGE ADVISORS, LLC 401(K) PLAN 2018 043846761 2019-06-25 STONERIDGE ADVISORS, LLC 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 523900
Sponsor’s telephone number 2126266796
Plan sponsor’s address 1120 AVENUE OF THE AMERICAS, 4TH FL, NEW YORK, NY, 10024

Signature of
Role Plan administrator
Date 2019-06-25
Name of individual signing DOUGLAS TEGEN
STONERIDGE ADVISORS, LLC 401(K) PLAN 2017 043846761 2018-07-11 STONERIDGE ADVISORS, LLC 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 523900
Sponsor’s telephone number 2126266796
Plan sponsor’s address 1120 AVENUE OF THE AMERICAS, 4TH FL, NEW YORK, NY, 10024

Signature of
Role Plan administrator
Date 2018-07-11
Name of individual signing DOUGLAS TEGEN
STONERIDGE ADVISORS, LLC 401(K) PLAN 2016 043846761 2017-09-14 STONERIDGE ADVISORS, LLC 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 523900
Sponsor’s telephone number 2126266796
Plan sponsor’s address 1120 AVENUE OF THE AMERICAS, 4TH FL, NEW YORK, NY, 10024

Signature of
Role Plan administrator
Date 2017-09-14
Name of individual signing DOUGLAS TEGEN
STONERIDGE ADVISORS, LLC 401(K) PLAN 2015 043846761 2016-08-15 STONERIDGE ADVISORS, LLC 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 523900
Sponsor’s telephone number 2126266796
Plan sponsor’s address 1120 AVENUE OF THE AMERICAS, 4TH FL, NEW YORK, NY, 10024

Signature of
Role Plan administrator
Date 2016-08-15
Name of individual signing DOUGLAS TEGEN
STONERIDGE ADVISORS, LLC 401(K) PLAN 2014 043846761 2015-09-10 STONERIDGE ADVISORS, LLC 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 523900
Sponsor’s telephone number 2126266797
Plan sponsor’s address 1120 AVENUE OF THE AMERICAS, 4TH FL, NEW YORK, NY, 10024

Signature of
Role Plan administrator
Date 2015-09-10
Name of individual signing DOUGLAS TEGEN
STONERIDGE ADVISORS, LLC 401(K) PLAN 2013 043846761 2014-10-13 STONERIDGE ADVISORS, LLC 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 523900
Sponsor’s telephone number 2126266797
Plan sponsor’s address 1120 AVENUE OF THE AMERICAS, 4TH FL, NEW YORK, NY, 100366700

Plan administrator’s name and address
Administrator’s EIN 043846761
Plan administrator’s name STONERIDGE ADVISORS, LLC
Plan administrator’s address 1120 AVENUE OF THE AMERICAS, 4TH FL, NEW YORK, NY, 100366700
Administrator’s telephone number 2126266797

Signature of
Role Plan administrator
Date 2014-10-13
Name of individual signing DOUGLAS TEGEN
STONERIDGE ADVISORS, LLC 401(K) PLAN 2012 043846761 2013-09-19 STONERIDGE ADVISORS, LLC 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 523900
Sponsor’s telephone number 2126266797
Plan sponsor’s address 1120 AVENUE OF THE AMERICAS, 4TH FL, NEW YORK, NY, 100366700

Plan administrator’s name and address
Administrator’s EIN 043846761
Plan administrator’s name STONERIDGE ADVISORS, LLC
Plan administrator’s address 1120 AVENUE OF THE AMERICAS, 4TH FL, NEW YORK, NY, 100366700
Administrator’s telephone number 2126266797

Signature of
Role Plan administrator
Date 2013-09-19
Name of individual signing DOUGLAS TEGEN
STONERIDGE ADVISORS, LLC 401(K) PLAN 2011 043846761 2012-10-11 STONERIDGE ADVISORS, LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 523900
Sponsor’s telephone number 2126266797
Plan sponsor’s address 1120 AVENUE OF THE AMERICAS, 4TH FL, NEW YORK, NY, 100366700

Plan administrator’s name and address
Administrator’s EIN 043846761
Plan administrator’s name STONERIDGE ADVISORS, LLC
Plan administrator’s address 1120 AVENUE OF THE AMERICAS, 4TH FL, NEW YORK, NY, 100366700
Administrator’s telephone number 2126266797

Signature of
Role Plan administrator
Date 2012-10-11
Name of individual signing DOUGLAS TEGEN

Agent

Name Role Address
DOUGLAS B. TEGEN Agent 72 WEST 85 STREET, NY, NY, 10024

DOS Process Agent

Name Role Address
DOUGLAS B TEGEN DOS Process Agent 72 WEST 85TH STREET, NEW YORK, NY, United States, 10024

History

Start date End date Type Value
2014-02-28 2022-07-05 Address 72 WEST 85TH STREET, NEW YORK, NY, 10024, USA (Type of address: Service of Process)
2014-02-25 2022-07-05 Address 72 WEST 85 STREET, NY, NY, 10024, USA (Type of address: Registered Agent)
2006-02-23 2014-02-25 Address 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Registered Agent)
2006-02-23 2014-02-28 Address 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
220705000740 2022-01-11 CERTIFICATE OF DISSOLUTION-CANCELLATION 2022-01-11
200213060276 2020-02-13 BIENNIAL STATEMENT 2020-02-01
180208006093 2018-02-08 BIENNIAL STATEMENT 2018-02-01
160201006963 2016-02-01 BIENNIAL STATEMENT 2016-02-01
140228006061 2014-02-28 BIENNIAL STATEMENT 2014-02-01
140225000717 2014-02-25 CERTIFICATE OF CHANGE 2014-02-25
120228002575 2012-02-28 BIENNIAL STATEMENT 2012-02-01
100317002607 2010-03-17 BIENNIAL STATEMENT 2010-02-01
080221003006 2008-02-21 BIENNIAL STATEMENT 2008-02-01
070316000184 2007-03-16 CERTIFICATE OF PUBLICATION 2007-03-16

Related by officers

DOUGLAS B TEGEN

SRA SECURITIES, LLC

Related by address

72 WEST 85TH STREET, NEW YORK, NY, United States, 10024

SRA SECURITIES, LLC

Date of last update: 18 Jan 2025

Sources: New York Secretary of State

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