| Name: | SRA SECURITIES, LLC |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC LIMITED LIABILITY COMPANY |
| Status: | Inactive |
| Date of registration: | 23 Feb 2006 (19 years ago) |
| Date of dissolution: | 11 Jan 2022 |
| Entity Number: | 3324397 |
| ZIP code: | 10024 |
| County: | New York |
| Place of Formation: | New York |
| Address: | 72 WEST 85TH STREET, NEW YORK, NY, United States, 10024 |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 1451735 | 1120 SIXTH AVENUE, 4TH FLOOR, NEW YORK, NY, 10036 | 1120 SIXTH AVENUE, 4TH FLOOR, NEW YORK, NY, 10036 | (212) 626-6796 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | X-17A-5 |
| File number | 008-68113 |
| Filing date | 2019-03-01 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2019-03-01
| Form type | FOCUSN |
| File number | 008-68113 |
| Filing date | 2019-03-01 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-02-28
| Form type | FOCUSN |
| File number | 008-68113 |
| Filing date | 2018-02-28 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2018-02-28
| Form type | X-17A-5 |
| File number | 008-68113 |
| Filing date | 2018-02-28 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-03-02
| Form type | FOCUSN |
| File number | 008-68113 |
| Filing date | 2017-03-02 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2017-03-02
| Form type | X-17A-5 |
| File number | 008-68113 |
| Filing date | 2017-03-02 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-02-29
| Form type | X-17A-5 |
| File number | 008-68113 |
| Filing date | 2016-02-29 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2016-02-29
| Form type | FOCUSN |
| File number | 008-68113 |
| Filing date | 2016-02-29 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-02-27
| Form type | X-17A-5 |
| File number | 008-68113 |
| Filing date | 2015-02-27 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-02-27
| Form type | FOCUSN |
| File number | 008-68113 |
| Filing date | 2014-02-27 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2014-02-27
| Form type | X-17A-5 |
| File number | 008-68113 |
| Filing date | 2014-02-27 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-02-28
| Form type | X-17A-5 |
| File number | 008-68113 |
| Filing date | 2013-02-28 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2013-02-27
| Form type | FOCUSN |
| File number | 008-68113 |
| Filing date | 2013-02-27 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-02-29
| Form type | FOCUSN |
| File number | 008-68113 |
| Filing date | 2012-02-29 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2012-02-29
| Form type | X-17A-5 |
| File number | 008-68113 |
| Filing date | 2012-02-29 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-02-24
| Form type | FOCUSN |
| File number | 008-68113 |
| Filing date | 2011-02-24 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2011-02-24
| Form type | X-17A-5 |
| File number | 008-68113 |
| Filing date | 2011-02-24 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-03-10
| Form type | X-17A-5 |
| File number | 008-68113 |
| Filing date | 2010-03-10 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2010-02-25
| Form type | FOCUSN |
| File number | 008-68113 |
| Filing date | 2010-02-25 |
| Reporting date | 2009-12-31 |
| File | View File |
| Name | Role | Address |
|---|---|---|
| DOUGLAS TEGEN | Agent | 72 WEST 85 ST, NY, NY, 10024 |
| Name | Role | Address |
|---|---|---|
| DOUGLAS B TEGEN | DOS Process Agent | 72 WEST 85TH STREET, NEW YORK, NY, United States, 10024 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2014-02-28 | 2022-09-18 | Address | 72 WEST 85TH STREET, NEW YORK, NY, 10024, USA (Type of address: Service of Process) |
| 2014-02-25 | 2022-09-18 | Address | 72 WEST 85 ST, NY, NY, 10024, USA (Type of address: Registered Agent) |
| 2007-10-25 | 2008-03-05 | Name | THE STONERIDGE SECURITIES GROUP, LLC |
| 2006-02-23 | 2007-10-25 | Name | STONERIDGE SECURITIES, LLC |
| 2006-02-23 | 2014-02-25 | Address | 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Registered Agent) |
| 2006-02-23 | 2014-02-28 | Address | 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 220918000218 | 2022-01-11 | CERTIFICATE OF DISSOLUTION-CANCELLATION | 2022-01-11 |
| 200213060275 | 2020-02-13 | BIENNIAL STATEMENT | 2020-02-01 |
| 180208006091 | 2018-02-08 | BIENNIAL STATEMENT | 2018-02-01 |
| 160201006969 | 2016-02-01 | BIENNIAL STATEMENT | 2016-02-01 |
| 140228006059 | 2014-02-28 | BIENNIAL STATEMENT | 2014-02-01 |
| 140225000722 | 2014-02-25 | CERTIFICATE OF CHANGE | 2014-02-25 |
| 120228002571 | 2012-02-28 | BIENNIAL STATEMENT | 2012-02-01 |
| 100317002957 | 2010-03-17 | BIENNIAL STATEMENT | 2010-02-01 |
| 080305000695 | 2008-03-05 | CERTIFICATE OF AMENDMENT | 2008-03-05 |
| 080221003146 | 2008-02-21 | BIENNIAL STATEMENT | 2008-02-01 |
Date of last update: 11 Mar 2025
Sources: New York Secretary of State
