| Name: | NORTHWEST BIOTHERAPEUTICS, INC. |
| Jurisdiction: | New York |
| Legal type: | FOREIGN DESIGNATION OF THE SECRETARY OF STATE |
| Status: | Recorded |
| Date of registration: | 30 Mar 2018 (7 years ago) |
| Date of dissolution: | 30 Mar 2018 |
| Entity Number: | 5314894 |
| County: | Blank |
| Place of Formation: | Delaware |
| Docket Number | Nature of Suit | Filing Date | Disposition | |||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2210185 | Securities, Commodities, Exchange | 2022-12-01 | missing | |||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name | CANACCORD GENUITY LLC |
| Role | Defendant |
| Name | NORTHWEST BIOTHERAPEUTICS, INC. |
| Role | Plaintiff |
| Circuit | Second Circuit |
| Origin | original proceeding |
| Jurisdiction | diversity of citizenship |
| Jury Demand | Neither plaintiff nor defendant demands jury |
| Demanded Amount | 0 |
| Termination Class Action | Missing |
| Procedural Progress | judgement on motion |
| Nature Of Judgment | no monetary award |
| Judgement | defendant |
| Arbitration On Termination | Missing |
| Office | 1 |
| Filing Date | 2017-06-22 |
| Termination Date | 2018-08-06 |
| Date Issue Joined | 2017-12-01 |
| Pretrial Conference Date | 2017-11-03 |
| Section | 1332 |
| Sub Section | BC |
| Status | Terminated |
Parties
| Name | CHARDAN CAPITAL MARKETS LLC |
| Role | Plaintiff |
| Name | NORTHWEST BIOTHERAPEUTICS, INC. |
| Role | Defendant |
Date of last update: 24 Mar 2025
Sources: New York Secretary of State
